Bernard Teufele - Nov 18, 2021 Form 4 Insider Report for TETRA TECH INC (TTEK)

Role
SVP, Canada and South America
Signature
/s/ Preston Hopson, Attorney-in-fact for Bernard Teufele
Stock symbol
TTEK
Transactions as of
Nov 18, 2021
Transactions value $
-$166,650
Form type
4
Date filed
11/22/2021, 06:44 PM
Previous filing
Aug 12, 2021
Next filing
Nov 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TTEK COMMON STOCK Options Exercise $0 +539 +6.03% $0.00 9.47K Nov 18, 2021 Direct F1
transaction TTEK COMMON STOCK Options Exercise $0 +466 +4.92% $0.00 9.94K Nov 18, 2021 Direct F1
transaction TTEK COMMON STOCK Options Exercise $0 +410 +4.13% $0.00 10.3K Nov 18, 2021 Direct F1
transaction TTEK COMMON STOCK Tax liability -$167K -887 -8.53% $187.88 9.51K Nov 18, 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -539 -50% $0.00 539 Nov 18, 2021 COMMON STOCK 539 $0.00 Direct F4
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -466 -33.38% $0.00 930 Nov 18, 2021 COMMON STOCK 466 $0.00 Direct F5
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -410 -25.02% $0.00 1.23K Nov 18, 2021 COMMON STOCK 410 $0.00 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The award becomes vested as to 25% of the RSUs on the anniversary of the grant date.
F2 Represents the combined number of shares withheld to pay the related tax liability on a total of 1,845 restricted stock units (RSUs) which vested on 11/18/2021.
F3 Amount of securities beneficially owned have also been updated to reflect the acquisition of 45 shares of common stock pursuant to the Tetra Tech, Inc. Employee Stock Purchase Plan (ESPP) on December 15, 2020.
F4 The RSUs become vested as to 25% of the shares on November 18, 2019, and the anniversary of that date going forward until fully vested.
F5 The RSUs become vested as to 25% of the shares on November 18, 2020, and the anniversary of that date going forward until fully vested.
F6 The RSUs become vested as to 25% of the shares on November 18, 2021, and the anniversary of that date going forward until fully vested.