DAN L. BATRACK - 18 Nov 2021 Form 4 Insider Report for TETRA TECH INC (TTEK)

Role
CHAIRMAN AND CEO, Director
Signature
/s/ Preston Hopson, Attorney-in-fact for Dan L. Batrack
Issuer symbol
TTEK
Transactions as of
18 Nov 2021
Net transactions value
-$1,757,805
Form type
4
Filing time
22 Nov 2021, 18:40:08 UTC
Next filing
24 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TTEK COMMON STOCK Options Exercise $0 +5,308 +2.6% $0.000000 210,033 18 Nov 2021 Direct F1
transaction TTEK COMMON STOCK Options Exercise $0 +4,276 +2% $0.000000 214,309 18 Nov 2021 Direct F1
transaction TTEK COMMON STOCK Options Exercise $0 +3,279 +1.5% $0.000000 217,588 18 Nov 2021 Direct F1
transaction TTEK COMMON STOCK Tax liability $1,757,805 -9,356 -4.3% $187.88 208,290 18 Nov 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -5,308 -50% $0.000000 5,308 18 Nov 2021 COMMON STOCK 5,308 $0.000000 Direct F4
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -4,276 -33% $0.000000 8,552 18 Nov 2021 COMMON STOCK 4,276 $0.000000 Direct F5
transaction TTEK RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) Options Exercise $0 -3,279 -25% $0.000000 9,836 18 Nov 2021 COMMON STOCK 3,279 $0.000000 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The award becomes vested as to 25% of the RSUs on the anniversary of the grant date.
F2 Represents the combined number of shares withheld to pay the related tax liability on a total of 17,237 restricted stock units (RSUs) which vested on 11/18/2021.
F3 Amount of securities beneficially owned have also been updated to reflect the acquisition of 58 shares of common stock pursuant to the Tetra Tech, Inc. Employee Stock Purchase Plan (ESPP) on December 15, 2020.
F4 The RSUs become vested as to 25% of the shares on November 18, 2019, and the anniversary of that date going forward until fully vested.
F5 The RSUs become vested as to 25% of the shares on November 18, 2020, and the anniversary of that date going forward until fully vested.
F6 The RSUs become vested as to 25% of the shares on November 18, 2021, and the anniversary of that date going forward until fully vested.