Smriti L. Popenoe - Mar 8, 2024 Form 4 Insider Report for DYNEX CAPITAL INC (DX)

Signature
/s/ Smriti L. Popenoe
Stock symbol
DX
Transactions as of
Mar 8, 2024
Transactions value $
-$121,075
Form type
4
Date filed
3/12/2024, 04:51 PM
Previous filing
Mar 1, 2024
Next filing
Sep 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DX Common Stock Award $0 +17K +6.52% $0.00 278K Mar 8, 2024 Direct F1, F2
transaction DX Common Stock Tax liability -$70.8K -5.66K -2.04% $12.50 272K Mar 8, 2024 Direct F2, F3
transaction DX Common Stock Award $0 +72.1K +26.51% $0.00 344K Mar 8, 2024 Direct F2, F4
transaction DX Common Stock Tax liability -$50.3K -4.02K -1.17% $12.50 340K Mar 10, 2024 Direct F2, F5
holding DX Common Stock 14K Mar 8, 2024 Through 401(k) Plan F6
holding DX Common Stock 4.78K Mar 8, 2024 By spouse
holding DX Common Stock 325 Mar 8, 2024 By son
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares awarded based on vesting of performance stock units granted in 2021 with a three-year performance period ending December 31, 2023.
F2 Includes unvested restricted stock and restricted stock units.
F3 Reflects shares withheld upon vesting of performance stock units to satisfy tax withholding obligations.
F4 Restricted stock units awarded under the Dynex Capital, Inc. 2020 Stock and Incentive Plan. The units vest in three equal installments on March 10, 2025, February 28, 2026, and February 28, 2027.
F5 Reflects shares withheld upon vesting of restricted stock units to satisfy tax withholding obligations.
F6 Includes additional shares not previously reported that were acquired by the reporting person through the Dynex Capital, Inc. 401(k) Plan.