Xerxes P. Gazder - Nov 30, 2024 Form 4 Insider Report for AAON, INC. (AAON)

Role
Former CIO
Signature
Xerxes P Gazder
Stock symbol
AAON
Transactions as of
Nov 30, 2024
Transactions value $
$0
Form type
4
Date filed
12/5/2024, 06:26 PM
Previous filing
Jul 19, 2024
Next filing
Dec 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAON Common Stock, par value $.004 Disposed to Issuer $0 -1.53K -72.09% $0.00 594 Nov 30, 2024 Direct F1
holding AAON Common Stock, par value $.004 1.23K Nov 30, 2024 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AAON Stock Option (Right to Buy) Disposed to Issuer $0 -1.12K -33.33% $0.00 2.24K Nov 30, 2024 Common Stock 1.12K $34.82 Direct F2, F3
transaction AAON Stock Option (Right to Buy) Disposed to Issuer $0 -1.89K -66.64% $0.00 947 Nov 30, 2024 Common Stock 1.89K $62.04 Direct F3, F4
transaction AAON Stock Option (Right to Buy) Disposed to Issuer $0 -2.01K -100% $0.00 0 Nov 30, 2024 Common Stock 2.01K $79.73 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Xerxes P. Gazder is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Forfeiture of Restricted Stock Awards due to resignation, effective November 30, 2024: 280 (granted 07/18/2022), 552 (granted 03/06/2023), and 702 (granted 03/11/2024).
F2 Forfeiture of Stock Option Award (granted 07/18/2022) due to resignation, effective November 30, 2024.
F3 Expiration Date is accelerated due to resignation, effective November 30, 2024.
F4 Forfeiture of Stock Option Award (granted 03/06/2023) due to resignation, effective November 30, 2024.
F5 Forfeiture of Stock Option Award (granted 03/11/2024) due to resignation, effective November 30, 2024.

Remarks:

Due to an administrative delay, this Form 4, as it relates to the 11/30/2024 forfeiture(s), has been filed later than required by SEC rules.