Gary D. Fields - 11 May 2023 Form 4 Insider Report for AAON, INC. (AAON)

Reporting relationship: President and CEO, Director
Issuer ticker: AAON
Reported as of: 11 May 2023
Net transaction value: -$4,003,416
SEC form: 4
Accepted by SEC: 15 May 2023, 16:32:44 UTC
Prior SEC filing: 16 Mar 2023
Next SEC filing: 16 Jun 2023
Source filing: View source filing
Reporting owner signature: Gary D. Fields

Key filing fact

Gary D. Fields filed Form 4 for AAON, INC. (AAON) on 15 May 2023.

Key facts

This page summarizes Gary D. Fields's Form 4 filing for AAON, INC. (AAON).
11 reported transactions and 8 derivative rows are listed below.
Accepted by SEC: 15 May 2023, 16:32.

Change

Previous filing in this sequence was filed on 16 Mar 2023.
Current net transaction value: -$4,003,416.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AAON transaction

Common Stock, par value $.004

Tax liability

Transaction value: $10,537
Shares: -110
Change %: -0.28%
Price: $95.79
Shares after: 39,827
Date: 11 May 2023
Ownership: Direct

AAON transaction

Common Stock, par value $.004

Options Exercise

Transaction value: $18,623
Shares: +504
Change %: +1.3%
Price: $36.95
Shares after: 40,331
Date: 11 May 2023
Ownership: Direct

AAON transaction

Common Stock, par value $.004

Sale

Transaction value: $48,908
Shares: -504
Change %: -1.2%
Price: $97.04
Shares after: 39,827
Date: 11 May 2023
Ownership: Direct
Footnotes: F1

AAON transaction

Common Stock, par value $.004

Tax liability

Transaction value: $9,280
Shares: -98
Change %: -0.25%
Price: $94.69
Shares after: 39,729
Date: 12 May 2023
Ownership: Direct

AAON transaction

Common Stock, par value $.004

Options Exercise

Transaction value: $449,164
Shares: +12,156
Change %: +31%
Price: $36.95
Shares after: 51,885
Date: 12 May 2023
Ownership: Direct

AAON transaction

Common Stock, par value $.004

Sale

Transaction value: $1,153,142
Shares: -12,156
Change %: -23%
Price: $94.86
Shares after: 39,729
Date: 12 May 2023
Ownership: Direct
Footnotes: F2

AAON transaction

Common Stock, par value $.004

Options Exercise

Transaction value: $570,906
Shares: +13,800
Change %: +35%
Price: $41.37
Shares after: 53,529
Date: 12 May 2023
Ownership: Direct

AAON transaction

Common Stock, par value $.004

Sale

Transaction value: $1,309,096
Shares: -13,800
Change %: -26%
Price: $94.86
Shares after: 39,729
Date: 12 May 2023
Ownership: Direct
Footnotes: F2

AAON holding

Common Stock, par value $.004

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 4,500
Date: 11 May 2023
Ownership: Custodian for the benefit of his grandchildren

AAON holding

Common Stock, par value $.004

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,289
Date: 11 May 2023
Ownership: 401(k) Plan

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AAON transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value: $48,908
Shares: -504
Change %: -4%
Price: $97.04
Shares after: 12,156
Date: 11 May 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 504
Exercise price: $36.95
Footnotes: F1

AAON transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value: $1,153,142
Shares: -12,156
Change %: -100%
Price: $94.86
Shares after: 0
Date: 12 May 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 12,156
Exercise price: $36.95
Footnotes: F2

AAON transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value: $1,309,096
Shares: -13,800
Change %: -22%
Price: $94.86
Shares after: 48,800
Date: 12 May 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 13,800
Exercise price: $41.37
Footnotes: F2

AAON holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 43,040
Date: 11 May 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 43,040
Exercise price: $44.22

AAON holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 39,300
Date: 11 May 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 39,300
Exercise price: $47.54

AAON holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 31,461
Date: 11 May 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 31,461
Exercise price: $73.36

AAON holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 28,562
Date: 11 May 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 28,562
Exercise price: $54.20

AAON holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 21,312
Date: 11 May 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 21,312
Exercise price: $93.05

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

This transaction was executed in multiple trades at prices ranging from $97.00 to $97.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F2

This transaction was executed in multiple trades at prices ranging from $93.68 to $96.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.