Gary D. Fields - May 11, 2023 Form 4 Insider Report for AAON, INC. (AAON)

Role
President and CEO, Director
Signature
Gary D. Fields
Stock symbol
AAON
Transactions as of
May 11, 2023
Transactions value $
-$4,003,416
Form type
4
Date filed
5/15/2023, 04:32 PM
Previous filing
Mar 16, 2023
Next filing
Jun 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAON Common Stock, par value $.004 Tax liability -$10.5K -110 -0.28% $95.79 39.8K May 11, 2023 Direct
transaction AAON Common Stock, par value $.004 Options Exercise $18.6K +504 +1.27% $36.95 40.3K May 11, 2023 Direct
transaction AAON Common Stock, par value $.004 Sale -$48.9K -504 -1.25% $97.04 39.8K May 11, 2023 Direct F1
transaction AAON Common Stock, par value $.004 Tax liability -$9.28K -98 -0.25% $94.69 39.7K May 12, 2023 Direct
transaction AAON Common Stock, par value $.004 Options Exercise $449K +12.2K +30.6% $36.95 51.9K May 12, 2023 Direct
transaction AAON Common Stock, par value $.004 Sale -$1.15M -12.2K -23.43% $94.86 39.7K May 12, 2023 Direct F2
transaction AAON Common Stock, par value $.004 Options Exercise $571K +13.8K +34.74% $41.37 53.5K May 12, 2023 Direct
transaction AAON Common Stock, par value $.004 Sale -$1.31M -13.8K -25.78% $94.86 39.7K May 12, 2023 Direct F2
holding AAON Common Stock, par value $.004 4.5K May 11, 2023 Custodian for the benefit of his grandchildren
holding AAON Common Stock, par value $.004 3.29K May 11, 2023 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AAON Stock Option (Right to Buy) Options Exercise -$48.9K -504 -3.98% $97.04 12.2K May 11, 2023 Common Stock 504 $36.95 Direct F1
transaction AAON Stock Option (Right to Buy) Options Exercise -$1.15M -12.2K -100% $94.86 0 May 12, 2023 Common Stock 12.2K $36.95 Direct F2
transaction AAON Stock Option (Right to Buy) Options Exercise -$1.31M -13.8K -22.04% $94.86 48.8K May 12, 2023 Common Stock 13.8K $41.37 Direct F2
holding AAON Stock Option (Right to Buy) 43K May 11, 2023 Common Stock 43K $44.22 Direct
holding AAON Stock Option (Right to Buy) 39.3K May 11, 2023 Common Stock 39.3K $47.54 Direct
holding AAON Stock Option (Right to Buy) 31.5K May 11, 2023 Common Stock 31.5K $73.36 Direct
holding AAON Stock Option (Right to Buy) 28.6K May 11, 2023 Common Stock 28.6K $54.20 Direct
holding AAON Stock Option (Right to Buy) 21.3K May 11, 2023 Common Stock 21.3K $93.05 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $97.00 to $97.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 This transaction was executed in multiple trades at prices ranging from $93.68 to $96.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.