Casey Kidwell - Mar 6, 2023 Form 4 Insider Report for AAON, INC. (AAON)

Role
VP, Administration
Signature
Casey R. Kidwell
Stock symbol
AAON
Transactions as of
Mar 6, 2023
Transactions value $
-$194,110
Form type
4
Date filed
3/10/2023, 09:35 AM
Previous filing
Jun 8, 2022
Next filing
Mar 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAON Common Stock, par value $.004 Award $0 +831 +46.55% $0.00 2.62K Mar 6, 2023 Direct F1
transaction AAON Common Stock, par value $.004 Options Exercise $104K +1.61K +61.43% $64.47 4.22K Mar 9, 2023 Direct
transaction AAON Common Stock, par value $.004 Sale -$149K -1.61K -38.05% $92.63 2.62K Mar 9, 2023 Direct F2
holding AAON Common Stock, par value $.004 649 Mar 6, 2023 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AAON Stock Option (Right to Buy) Options Exercise -$149K -1.61K -33.33% $92.63 3.21K Mar 9, 2023 Common Stock 1.61K $64.47 Direct F2
holding AAON Stock Option (Right to Buy) 3.11K Mar 6, 2023 Common Stock 3.11K $54.20 Direct
holding AAON Stock Option (Right to Buy) 1.66K Mar 6, 2023 Common Stock 1.66K $53.11 Direct
holding AAON Stock Option (Right to Buy) 2.84K Mar 6, 2023 Common Stock 2.84K $93.05 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This stock award is granted under the Issuer's 2016 Long Term Incentive Plan and is exercisable or vests ratably on each of the first three anniversaries of the date of the grant.
F2 This transaction was executed in multiple trades at prices ranging from $92.30 to $93.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Remarks:

Due to an administrative delay, this Form 4, as it relates to the 3/6/2023 grants, has been filed two business day later than required by SEC rules.