Casey R. Kidwell - 06 Mar 2023 Form 4 Insider Report for AAON, INC. (AAON)

Role
VP, Administration
Signature
Casey R. Kidwell
Issuer symbol
AAON
Transactions as of
06 Mar 2023
Net transactions value
-$194,110
Form type
4
Filing time
10 Mar 2023, 09:35:54 UTC
Previous filing
08 Jun 2022
Next filing
16 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAON Common Stock, par value $.004 Award $0 +831 +47% $0.000000 2,616 06 Mar 2023 Direct F1
transaction AAON Common Stock, par value $.004 Options Exercise $103,603 +1,607 +61% $64.47 4,223 09 Mar 2023 Direct
transaction AAON Common Stock, par value $.004 Sale $148,856 -1,607 -38% $92.63 2,616 09 Mar 2023 Direct F2
holding AAON Common Stock, par value $.004 649 06 Mar 2023 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AAON Stock Option (Right to Buy) Options Exercise $148,856 -1,607 -33% $92.63 3,214 09 Mar 2023 Common Stock 1,607 $64.47 Direct F2
holding AAON Stock Option (Right to Buy) 3,108 06 Mar 2023 Common Stock 3,108 $54.20 Direct
holding AAON Stock Option (Right to Buy) 1,662 06 Mar 2023 Common Stock 1,662 $53.11 Direct
holding AAON Stock Option (Right to Buy) 2,841 06 Mar 2023 Common Stock 2,841 $93.05 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This stock award is granted under the Issuer's 2016 Long Term Incentive Plan and is exercisable or vests ratably on each of the first three anniversaries of the date of the grant.
F2 This transaction was executed in multiple trades at prices ranging from $92.30 to $93.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Remarks:

Due to an administrative delay, this Form 4, as it relates to the 3/6/2023 grants, has been filed two business day later than required by SEC rules.