Gary D. Fields - Nov 11, 2022 Form 4 Insider Report for AAON, INC. (AAON)

Role
President and CEO, Director
Signature
Gary D. Fields
Stock symbol
AAON
Transactions as of
Nov 11, 2022
Transactions value $
-$1,327,758
Form type
4
Date filed
11/14/2022, 02:48 PM
Previous filing
Aug 12, 2022
Next filing
Dec 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAON Common Stock, par value $.004 Options Exercise $472K +11.4K +29.85% $41.37 49.6K Nov 11, 2022 Direct
transaction AAON Common Stock, par value $.004 Sale -$900K -11.4K -22.99% $78.92 38.2K Nov 11, 2022 Direct F1
holding AAON Common Stock, par value $.004 2.86K Nov 11, 2022 401(k) Plan
holding AAON Common Stock, par value $.004 1.5K Nov 11, 2022 Custodian for the benefit of his grandchildren

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AAON Stock Option (Right to Buy) Options Exercise -$900K -11.4K -14.43% $78.92 67.6K Nov 11, 2022 Common Stock 11.4K $41.37 Direct F1
holding AAON Stock Option (Right to Buy) 12.7K Nov 11, 2022 Common Stock 12.7K $36.95 Direct
holding AAON Stock Option (Right to Buy) 43K Nov 11, 2022 Common Stock 43K $44.22 Direct
holding AAON Stock Option (Right to Buy) 39.3K Nov 11, 2022 Common Stock 39.3K $47.54 Direct
holding AAON Stock Option (Right to Buy) 31.5K Nov 11, 2022 Common Stock 31.5K $73.36 Direct
holding AAON Stock Option (Right to Buy) 28.6K Nov 11, 2022 Common Stock 28.6K $54.20 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $78.15 to $79.72. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.