| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AAON | Common Stock, par value $.004 | Options Exercise | $37K | +1K | +3.68% | $36.95 | 28.1K | Aug 12, 2022 | Direct | |
| transaction | AAON | Common Stock, par value $.004 | Sale | -$61.7K | -1K | -3.55% | $61.70 | 27.1K | Aug 12, 2022 | Direct | F1 |
| transaction | AAON | Common Stock, par value $.004 | Disposed to Issuer | $0 | -6.42K | -23.64% | $0.00 | 20.7K | Aug 12, 2022 | Direct | F2 |
| transaction | AAON | Common Stock, par value $.004 | Options Exercise | $259K | +7K | +33.77% | $36.95 | 27.7K | Aug 15, 2022 | Direct | |
| transaction | AAON | Common Stock, par value $.004 | Sale | -$189K | -3K | -10.82% | $63.13 | 24.7K | Aug 15, 2022 | Direct | F3 |
| transaction | AAON | Common Stock, par value $.004 | Sale | -$253K | -4K | -16.18% | $63.21 | 20.7K | Aug 15, 2022 | Direct | F4 |
| holding | AAON | Common Stock, par value $.004 | 6.13K | Aug 12, 2022 | 401(k) Plan |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AAON | Stock Option (Right to Buy) | Options Exercise | -$61.7K | -1K | -2.77% | $61.70 | 35.1K | Aug 12, 2022 | Common Stock | 1K | $36.95 | Direct | F1, F5 |
| transaction | AAON | Stock Option (Right to Buy) | Disposed to Issuer | -$314K | -8.5K | -24.19% | $36.95 | 26.6K | Aug 12, 2022 | Common Stock | 8.5K | $36.95 | Direct | F5, F6 |
| transaction | AAON | Stock Option (Right to Buy) | Options Exercise | -$189K | -3K | -11.26% | $63.13 | 23.6K | Aug 15, 2022 | Common Stock | 3K | $36.95 | Direct | F3, F5 |
| transaction | AAON | Stock Option (Right to Buy) | Options Exercise | -$253K | -4K | -16.92% | $63.21 | 19.6K | Aug 15, 2022 | Common Stock | 4K | $36.95 | Direct | F4, F5 |
| transaction | AAON | Stock Option (Right to Buy) | Disposed to Issuer | -$778K | -18.8K | -40% | $41.37 | 28.2K | Aug 12, 2022 | Common Stock | 18.8K | $41.37 | Direct | F5, F7 |
| transaction | AAON | Stock Option (Right to Buy) | Disposed to Issuer | -$767K | -17.3K | -60% | $44.22 | 11.6K | Aug 12, 2022 | Common Stock | 17.3K | $44.22 | Direct | F5, F8 |
| transaction | AAON | Stock Option (Right to Buy) | Disposed to Issuer | -$330K | -4.49K | -66.67% | $73.36 | 2.25K | Aug 12, 2022 | Common Stock | 4.49K | $73.36 | Direct | F5, F9 |
| transaction | AAON | Stock Option (Right to Buy) | Disposed to Issuer | -$205K | -3.78K | -100% | $54.20 | 0 | Aug 12, 2022 | Common Stock | 3.78K | $54.20 | Direct | F5, F10 |
Rony D. Gadiwalla is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | All shares sold at an exact price. A breakdown is not applicable. |
| F2 | Forfeiture of Restricted Stock Awards due to resignation, effective August 12, 2022: 1,560 (granted 01/02/2018), 2,000 (granted 03/11/2019), 1,170 (granted 03/11/2020), 646 (granted 03/11/2021) and 1,042 (granted 03/15/2022). |
| F3 | This transaction was executed in multiple trades at prices ranging from $63.00 to $63.32. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | This transaction was executed in multiple trades at prices ranging from $63.13 to $63.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | Expiration Date is accelerated due to resignation, effective August 12, 2022. |
| F6 | Forfeiture of Stock Option Award (granted 01/02/2018) due to resignation, effective August 12, 2022. |
| F7 | Forfeiture of Stock Option Award (granted 03/11/2019) due to resignation, effective August 12, 2022. |
| F8 | Forfeiture of Stock Option Award (granted 03/11/2020) due to resignation, effective August 12, 2022. |
| F9 | Forfeiture of Stock Option Award (granted 03/11/2021) due to resignation, effective August 12, 2022. |
| F10 | Forfeiture of Stock Option Award (granted 03/15/2022) due to resignation, effective August 12, 2022. |