| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AAON | Common Stock, par value $.004 | Options Exercise | $36,950 | +1,000 | +3.7% | $36.95 | 28,144 | 12 Aug 2022 | Direct | |
| transaction | AAON | Common Stock, par value $.004 | Sale | $61,700 | -1,000 | -3.6% | $61.70 | 27,144 | 12 Aug 2022 | Direct | F1 |
| transaction | AAON | Common Stock, par value $.004 | Disposed to Issuer | $0 | -6,418 | -24% | $0.000000 | 20,726 | 12 Aug 2022 | Direct | F2 |
| transaction | AAON | Common Stock, par value $.004 | Options Exercise | $258,650 | +7,000 | +34% | $36.95 | 27,726 | 15 Aug 2022 | Direct | |
| transaction | AAON | Common Stock, par value $.004 | Sale | $189,390 | -3,000 | -11% | $63.13 | 24,726 | 15 Aug 2022 | Direct | F3 |
| transaction | AAON | Common Stock, par value $.004 | Sale | $252,840 | -4,000 | -16% | $63.21 | 20,726 | 15 Aug 2022 | Direct | F4 |
| holding | AAON | Common Stock, par value $.004 | 6,133 | 12 Aug 2022 | 401(k) Plan |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AAON | Stock Option (Right to Buy) | Options Exercise | $61,700 | -1,000 | -2.8% | $61.70 | 35,133 | 12 Aug 2022 | Common Stock | 1,000 | $36.95 | Direct | F1, F5 |
| transaction | AAON | Stock Option (Right to Buy) | Disposed to Issuer | $314,001 | -8,498 | -24% | $36.95 | 26,635 | 12 Aug 2022 | Common Stock | 8,498 | $36.95 | Direct | F5, F6 |
| transaction | AAON | Stock Option (Right to Buy) | Options Exercise | $189,390 | -3,000 | -11% | $63.13 | 23,635 | 15 Aug 2022 | Common Stock | 3,000 | $36.95 | Direct | F3, F5 |
| transaction | AAON | Stock Option (Right to Buy) | Options Exercise | $252,840 | -4,000 | -17% | $63.21 | 19,635 | 15 Aug 2022 | Common Stock | 4,000 | $36.95 | Direct | F4, F5 |
| transaction | AAON | Stock Option (Right to Buy) | Disposed to Issuer | $777,756 | -18,800 | -40% | $41.37 | 28,200 | 12 Aug 2022 | Common Stock | 18,800 | $41.37 | Direct | F5, F7 |
| transaction | AAON | Stock Option (Right to Buy) | Disposed to Issuer | $767,040 | -17,346 | -60% | $44.22 | 11,564 | 12 Aug 2022 | Common Stock | 17,346 | $44.22 | Direct | F5, F8 |
| transaction | AAON | Stock Option (Right to Buy) | Disposed to Issuer | $329,680 | -4,494 | -67% | $73.36 | 2,247 | 12 Aug 2022 | Common Stock | 4,494 | $73.36 | Direct | F5, F9 |
| transaction | AAON | Stock Option (Right to Buy) | Disposed to Issuer | $204,876 | -3,780 | -100% | $54.20 | 0 | 12 Aug 2022 | Common Stock | 3,780 | $54.20 | Direct | F5, F10 |
Rony D. Gadiwalla is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | All shares sold at an exact price. A breakdown is not applicable. |
| F2 | Forfeiture of Restricted Stock Awards due to resignation, effective August 12, 2022: 1,560 (granted 01/02/2018), 2,000 (granted 03/11/2019), 1,170 (granted 03/11/2020), 646 (granted 03/11/2021) and 1,042 (granted 03/15/2022). |
| F3 | This transaction was executed in multiple trades at prices ranging from $63.00 to $63.32. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | This transaction was executed in multiple trades at prices ranging from $63.13 to $63.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | Expiration Date is accelerated due to resignation, effective August 12, 2022. |
| F6 | Forfeiture of Stock Option Award (granted 01/02/2018) due to resignation, effective August 12, 2022. |
| F7 | Forfeiture of Stock Option Award (granted 03/11/2019) due to resignation, effective August 12, 2022. |
| F8 | Forfeiture of Stock Option Award (granted 03/11/2020) due to resignation, effective August 12, 2022. |
| F9 | Forfeiture of Stock Option Award (granted 03/11/2021) due to resignation, effective August 12, 2022. |
| F10 | Forfeiture of Stock Option Award (granted 03/15/2022) due to resignation, effective August 12, 2022. |