Rebecca Thompson - Dec 2, 2021 Form 4 Insider Report for AAON, INC. (AAON)

Role
Chief Accounting Officer
Signature
Rebecca Thompson
Stock symbol
AAON
Transactions as of
Dec 2, 2021
Transactions value $
-$708,548
Form type
4
Date filed
12/3/2021, 05:28 PM
Next filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAON Common Stock, par value $.004 Options Exercise $14.5K +660 +7.67% $21.93* 9.27K Dec 2, 2021 Direct
transaction AAON Common Stock, par value $.004 Options Exercise $19.9K +900 +9.71% $22.15* 10.2K Dec 2, 2021 Direct
transaction AAON Common Stock, par value $.004 Sale -$123K -1.56K -15.34% $78.64 8.61K Dec 2, 2021 Direct F1
transaction AAON Common Stock, par value $.004 Options Exercise $136K +4K +46.46% $34.10 12.6K Dec 3, 2021 Direct
transaction AAON Common Stock, par value $.004 Sale -$317K -4K -31.72% $79.25 8.61K Dec 3, 2021 Direct F2
holding AAON Common Stock, par value $.004 1.02K Dec 2, 2021 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AAON Stock Option (Right to Buy) Options Exercise -$51.9K -660 -100% $78.64 0 Dec 2, 2021 Common Stock 660 $21.93 Direct F1
transaction AAON Stock Option (Right to Buy) Options Exercise -$70.8K -900 -100% $78.64 0 Dec 2, 2021 Common Stock 900 $22.15 Direct F1
transaction AAON Stock Option (Right to Buy) Options Exercise -$317K -4K -20.51% $79.25 15.5K Dec 3, 2021 Common Stock 4K $34.10 Direct F2
holding AAON Stock Option (Right to Buy) 28.8K Dec 2, 2021 Common Stock 28.8K $36.95 Direct
holding AAON Stock Option (Right to Buy) 61K Dec 2, 2021 Common Stock 61K $41.37 Direct
holding AAON Stock Option (Right to Buy) 27.7K Dec 2, 2021 Common Stock 27.7K $44.22 Direct
holding AAON Stock Option (Right to Buy) 8.99K Dec 2, 2021 Common Stock 8.99K $73.36 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $78.37 to $79.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 This transaction was executed in multiple trades at prices ranging from $78.98 to $79.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.