Norman H. Asbjornson - May 11, 2021 Form 4 Insider Report for AAON, INC. (AAON)

Role
Executive Chairman, Director, 10%+ Owner
Signature
Norman H. Asbjornson
Stock symbol
AAON
Transactions as of
May 11, 2021
Transactions value $
-$84,290
Form type
4
Date filed
5/13/2021, 12:19 PM
Next filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAON Common Stock, par value $.004 Tax liability -$84.3K -1.29K -0.02% $65.24 8.54M May 11, 2021 Direct
transaction AAON Common Stock, par value $.004 Award $0 +1.41K +0.02% $0.00 8.54M May 11, 2021 Direct F1
holding AAON Common Stock, par value $.004 154K May 11, 2021 Private Foundation
holding AAON Common Stock, par value $.004 554K May 11, 2021 Trustee of trusts
holding AAON Common Stock, par value $.004 7.31K May 11, 2021 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AAON Stock Option (Right to Buy) 38.3K May 11, 2021 Common Stock 38.3K $23.57 Direct
holding AAON Stock Option (Right to Buy) 35K May 11, 2021 Common Stock 35K $20.92 Direct
holding AAON Stock Option (Right to Buy) 35.9K May 11, 2021 Common Stock 35.9K $34.40 Direct
holding AAON Stock Option (Right to Buy) 116K May 11, 2021 Common Stock 116K $36.95 Direct
holding AAON Stock Option (Right to Buy) 190K May 11, 2021 Common Stock 190K $41.37 Direct
holding AAON Stock Option (Right to Buy) 78.9K May 11, 2021 Common Stock 78.9K $44.22 Direct
holding AAON Stock Option (Right to Buy) 11K May 11, 2021 Common Stock 11K $73.36 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Grant, vesting ratably on an annual basis over three years (the duration of the director's remaining term).