James Cannon Brown - 14 May 2021 Form 4 Insider Report for BOSTON PRIVATE FINANCIAL HOLDINGS INC

Role
EVP
Signature
/s/ Christopher A. Cooper, attorney-in-fact for Mr. Brown
Issuer symbol
N/A
Transactions as of
14 May 2021
Net transactions value
+$171,081
Form type
4
Filing time
18 May 2021, 16:37:00 UTC
Next filing
06 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BPFH Common Stock Options Exercise $31,990 +2,106 +3.9% $15.19 56,744 14 May 2021 Direct
transaction BPFH Common Stock Options Exercise $108,897 +7,169 +13% $15.19 63,913 14 May 2021 Direct
transaction BPFH Common Stock Options Exercise $53,423 +3,517 +5.5% $15.19 67,430 14 May 2021 Direct
transaction BPFH Common Stock Tax liability $9,403 -619 -0.92% $15.19 66,811 14 May 2021 Direct
transaction BPFH Common Stock Tax liability $15,691 -1,033 -1.5% $15.19 65,778 14 May 2021 Direct
transaction BPFH Common Stock Options Exercise $47,909 +3,154 +4.8% $15.19 68,932 14 May 2021 Direct
transaction BPFH Common Stock Sale $46,045 -3,055 -4.4% $15.07 65,877 17 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BPFH Restricted Stock Units Options Exercise $0 -2,106 -50% $0.000000 2,106 14 May 2021 Common Stock 2,106 Direct F1
transaction BPFH Restricted Stock Units Options Exercise $0 -7,169 -100% $0.000000* 0 14 May 2021 Common Stock 7,169 Direct F2
transaction BPFH Restricted Stock Units Options Exercise $0 -3,517 -33% $0.000000 7,035 14 May 2021 Common Stock 3,517 Direct F1
transaction BPFH Performance Restricted Stock Units Options Exercise $0 -3,154 -100% $0.000000* 0 14 May 2021 Common Stock 7,169 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest ratably over a three-year period from the grant date.
F2 Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest in full on the third anniversary of the grant date.
F3 Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2018 through December 31, 2020.
F4 Number represents targeted performance shares initially granted for the 2018-2020 performance period. Actual shares earned were 44% of the targeted performance shares based on performance for the performance period.