Patrick E. Bowe - 04 Nov 2021 Form 4 Insider Report for Andersons, Inc. (ANDE)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
08 Nov 2021, 14:00:00 UTC
Next SEC filing
10 Nov 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Patrick E. Bowe, by Melissa Trippel, Limited Power of Attorney

Key filing fact

Patrick E. Bowe filed Form 4 for Andersons, Inc. (ANDE) on 08 Nov 2021.

Key facts

  • This page summarizes Patrick E. Bowe's Form 4 filing for Andersons, Inc. (ANDE).
  • 13 reported transactions and 6 derivative rows are listed below.
  • Accepted by SEC: 08 Nov 2021, 14:00.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$4,814,586.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ANDE transaction

Common Stock

Sale

Transaction value
$2,819,789
Shares
-76,953
Change %
-38%
Price
$36.64
Shares after
122,925
Date
04 Nov 2021
Ownership
Direct
Footnotes
F1
ANDE transaction

Common Stock

Sale

Transaction value
$74,084
Shares
-2,000
Change %
-1.6%
Price
$37.04
Shares after
120,925
Date
04 Nov 2021
Ownership
Direct
Footnotes
F2
ANDE transaction

Common Stock

Sale

Transaction value
$1,763,649
Shares
-46,943
Change %
-39%
Price
$37.57
Shares after
73,982
Date
05 Nov 2021
Ownership
Direct
Footnotes
F3
ANDE transaction

Common Stock

Options Exercise

Transaction value
$1,076,160
Shares
+30,400
Change %
+41%
Price
$35.40
Shares after
104,382
Date
04 Nov 2021
Ownership
Direct
ANDE transaction

Common Stock

Options Exercise

Transaction value
$368,231
Shares
+10,402
Change %
+10%
Price
$35.40
Shares after
114,784
Date
04 Nov 2021
Ownership
Direct
ANDE transaction

Common Stock

Options Exercise

Transaction value
$707,929
Shares
+19,998
Change %
+17%
Price
$35.40
Shares after
134,782
Date
05 Nov 2021
Ownership
Direct
ANDE transaction

Common Stock

Options Exercise

Transaction value
$951,729
Shares
+26,885
Change %
+20%
Price
$35.40
Shares after
161,667
Date
05 Nov 2021
Ownership
Direct
ANDE transaction

Common Stock

Options Exercise

Transaction value
$2,124
Shares
+60
Change %
+0.04%
Price
$35.40
Shares after
161,727
Date
05 Nov 2021
Ownership
Direct
ANDE holding

PERFORMANCE SHARE UNIT (TSR) (2023)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
72,268
Date
04 Nov 2021
Ownership
Direct
Footnotes
F4
ANDE holding

PERFORMANCE SHARE UNIT (TSR) (2024)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
59,542
Date
04 Nov 2021
Ownership
Direct
Footnotes
F4
ANDE holding

PERFORMANCE SHARE UNIT (EPS) (2024)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
59,542
Date
04 Nov 2021
Ownership
Direct
Footnotes
F5
ANDE holding

PERFORMANCE SHARE UNIT (TSR) (2022)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
43,346
Date
04 Nov 2021
Ownership
Direct
Footnotes
F4
ANDE holding

PERFORMANCE SHARE UNIT (EPS) (2023)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
72,268
Date
04 Nov 2021
Ownership
Direct
Footnotes
F5
ANDE holding

PERFORMANCE SHARE UNIT (EPS) (2022)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
43,346
Date
04 Nov 2021
Ownership
Direct
Footnotes
F5

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ANDE transaction Derivative

Common Stock

Options Exercise

Transaction value
$1,114,622
Shares
-30,400
Change %
-9.4%
Price
$36.67
Shares after
294,600
Date
04 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
30,400
Exercise price
$35.40
ANDE transaction Derivative

Common Stock

Options Exercise

Transaction value
$384,984
Shares
-10,402
Change %
-3.5%
Price
$37.01
Shares after
284,198
Date
04 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,402
Exercise price
$35.40
ANDE transaction Derivative

Common Stock

Options Exercise

Transaction value
$751,171
Shares
-19,998
Change %
-7%
Price
$37.56
Shares after
264,200
Date
05 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
19,998
Exercise price
$35.40
ANDE transaction Derivative

Common Stock

Options Exercise

Transaction value
$1,010,180
Shares
-26,885
Change %
-10%
Price
$37.57
Shares after
237,315
Date
05 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
26,885
Exercise price
$35.40
ANDE transaction Derivative

Common Stock

Options Exercise

Transaction value
$2,281
Shares
-60
Change %
-0.03%
Price
$38.02
Shares after
237,255
Date
05 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
60
Exercise price
$35.40
ANDE holding Derivative

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
325,000
Date
04 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
325,000
Exercise price
$35.40
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

This transaction was executed in multiple trades at prices ranging from $36.02 to $37.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F2

This transaction was executed in multiple trades at prices ranging from $37.04 to $37.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F3

This transaction was executed in multiple trades at prices ranging from $37.12 to $38.015. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F4

Stock performance unit (TSR) granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on the Company's annualized total shareholder return. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.

Footnote F5

Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.

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