Judith A. Sprieser - May 8, 2024 Form 4/A Insider Report for NEWELL BRANDS INC. (NWL)

Role
Director
Signature
/s/ Bradford R. Turner, Attorney In Fact for Judith Sprieser
Stock symbol
NWL
Transactions as of
May 8, 2024
Transactions value $
$0
Form type
4/A
Date filed
5/13/2024, 04:10 PM
Date Of Original Report
May 10, 2024
Previous filing
Apr 1, 2024
Next filing
May 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NWL Common Stock Options Exercise $0 +18.3K +149.28% $0.00 30.5K May 8, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NWL Restricted Stock Units Options Exercise $0 -18.3K -100% $0.00* 0 May 8, 2024 Common Stock 18.3K Direct F1, F2
transaction NWL Restricted Stock Units Award $0 +19.4K $0.00 19.4K May 9, 2024 Common Stock 19.4K Direct F1, F2, F3
holding NWL Deferred RSU Phantom Stock 48.9K May 8, 2024 Common Stock 48.9K Direct F2, F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.
F2 N/A
F3 The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the Company's next annual meeting of stockholders, which is at least 50 weeks after the Company's 2024 annual meeting of stockholders, provided the Reporting Person remains in continuous service on the Company's Board of Directors.
F4 The Reporting Person's phantom stock units will convert to shares of the Company's Common Stock on a one-for-one basis after the end of the Reporting Person's service on the Company's Board, in accordance with the 2008 Deferred Compensation Plan ("DCP").
F5 Represents a vested award of 43,297 RSU's granted in 2018, 2019 and 2020, pursuant to the Newell Rubbermaid Inc. 2013 Incentive Plan. The Reporting Person elected to defer settlement on the scheduled vesting date and the RSU's instead converted to an equal number of phantom stock units, in accordance with the DCP. The phantom stock units will settle on a one-for-one basis for shares of the Company's Common Stock after the end of the Reporting Person's service on the Company's Board.
F6 The report total includes 4,971.39 phantom stock units acquired by the Reporting Person pursuant to a dividend reinvestment feature of the DCP, of which 995.66 phantom stock units were acquired since the date of the last report. The additional phantom stock units acquired pursuant to the dividend reinvestment feature will be settled for cash after the end of the Reporting Person's service on the Company's Board.