Dennis Senovich - May 15, 2023 Form 3 Insider Report for NEWELL BRANDS INC. (NWL)

Signature
Raj Dave, Attorney-In-Fact for Dennis Senovich
Stock symbol
NWL
Transactions as of
May 15, 2023
Transactions value $
$0
Form type
3
Date filed
5/22/2023, 04:33 PM
Next filing
Jul 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NWL Common Stock 13.7K May 15, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NWL Restricted Stock Units May 15, 2023 Common Stock 4.98K Direct F1, F2
holding NWL Restricted Stock Units May 15, 2023 Commonn Stock 3.98K $0.00 Direct F2, F3
holding NWL Restricted Stock Units May 15, 2023 Common Stock 23.8K $0.00 Direct F2, F4
holding NWL Stock Option (Right to Buy) May 15, 2023 Common Stock 27.5K $20.02 Direct F5
holding NWL Stock Option (Right to Buy) May 15, 2023 Common Stock 37.3K $23.79 Direct F6
holding NWL Stock Option (Right to Buy) May 15, 2023 Common Stock 29.9K $25.86 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each of the restricted stock units (RSUs) represents a contingent right to one share of the Company's common stock. The RSUs vest on February 16, 2024, subject to the Reporting Person's continued employment with the Company.
F2 N/A
F3 Each of the restricted stock units (RSUs) represents a contingent right to one share of the Company's common stock. The RSUs vest on February 18, 2025, subject to the Reporting Person's continued employment with the Company.
F4 Each of the RSUs represents a contingent right to one share of the Company's common stock. The RSUs vest ratably in one-third increments on first, second and third anniversary of the February 17, 2023 grant date, in each case subject to the Reporting Person's continued employment with the Company.
F5 The stock option grant vested ratably in one-third increments on the first, second and third anniversaries of the February 18, 2020 grant date based on continuous employment with the Company.
F6 The option became exercisable as to 12,447 shares on February 16, 2022, as to 12,448 shares on February 16, 2023, and will become exercisable as to 12,448 shares on February 16, 2024, subject to the Reporting Person's continuous employment with the Company.
F7 The option became exercisable as to 9,957 shares on February 18, 2023, and will become exercisable as to 9,957 shares and as to 9,958 shares on February 18, 2024 and February 18, 2025, respectively, in each case subject to the Reporting Person's continuous employment with the Company.