Brett Icahn - May 4, 2022 Form 4 Insider Report for NEWELL BRANDS INC. (NWL)

Role
Director, 10%+ Owner
Signature
/s/ Raj Dave, attorney-in-fact for Brett Icahn
Stock symbol
NWL
Transactions as of
May 4, 2022
Transactions value $
$0
Form type
4
Date filed
5/6/2022, 04:15 PM
Previous filing
Apr 4, 2022
Next filing
Jun 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NWL Common Stock Options Exercise $0 +5.17K +0.44% $0.00 1.17M May 4, 2022 Direct
holding NWL Common Stock 400K May 4, 2022 Charitable Foundation

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NWL Restricted Stock Units Options Exercise $0 -5.17K -50% $0.00 5.17K May 4, 2022 Common Stock 5.17K Direct F1, F2
transaction NWL Restricted Stock Units Award $0 +7.08K $0.00 7.08K May 5, 2022 Common Stock 7.08K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.
F2 N/A
F3 The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2023 annual meeting of its stockholders, provided the reporting person remains in continuous service on the Company's Board of Directors until such date.

Remarks:

Brett Icahn may be deemed to be a member of a "group" (within the meaning of Section 13(d)(3) of the Act) with Carl Icahn and certain of Carl Icahn's controlled entities. Brett Icahn does not have any pecuniary interest in any shares beneficially owned by Carl Icahn, and Brett Icahn disclaims beneficial ownership of such shares.