Garrick J. Rochow - Jan 20, 2024 Form 4 Insider Report for CMS ENERGY CORP (CMS)

Signature
Rhonda M. Morris, Attny-in-fact
Stock symbol
CMS
Transactions as of
Jan 20, 2024
Transactions value $
-$1,067,506
Form type
4
Date filed
1/23/2024, 10:08 AM
Previous filing
Mar 27, 2023
Next filing
Jan 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMS Common Stock Disposed to Issuer $0 -9.34K -2.56% $0.00 356K Jan 20, 2024 Direct F1, F2
transaction CMS Common Stock Tax liability -$1.07M -18.9K -5.31% $56.44 337K Jan 20, 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited of as a result of CMS failing to meet certain performance criteria established under the 2021 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.
F2 The total holdings reflect an adjustment of 253 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 5,124 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.