Garrick J. Rochow - Jan 14, 2022 Form 4 Insider Report for CMS ENERGY CORP (CMS)

Signature
Rhonda M. Morris, Attny-in-Fact
Stock symbol
CMS
Transactions as of
Jan 14, 2022
Transactions value $
-$422,408
Form type
4
Date filed
1/19/2022, 12:33 PM
Next filing
Jan 31, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMS Common Stock Award $0 +3.79K +2.03% $0.00 191K Jan 14, 2022 Direct F1, F2
transaction CMS Common Stock Tax liability -$422K -6.63K -3.47% $63.75 184K Jan 14, 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2019 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.
F2 The total holdings reflect an adjustment of 151 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 1800 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.