Anthony E. Hull - 28 Dec 2023 Form 4 Insider Report for CARROLS RESTAURANT GROUP, INC.

Role
VP, CFO, andTreasurer
Signature
/s/ Anthony E. Hull
Issuer symbol
N/A
Transactions as of
28 Dec 2023
Net transactions value
-$180,367
Form type
4
Filing time
02 Jan 2024, 16:02:50 UTC
Previous filing
19 Dec 2023
Next filing
17 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TAST Common Stock, $0.01 par value Sale $80,920 -10,115 -1.6% $8.00 625,802 28 Dec 2023 Direct F1
transaction TAST Common Stock, $0.01 par value Sale $11,639 -1,453 -0.23% $8.01 624,349 28 Dec 2023 Direct F1
transaction TAST Common Stock, $0.01 par value Sale $377 -47 -0.01% $8.02 624,302 28 Dec 2023 Direct F1
transaction TAST Common Stock, $0.01 par value Sale $8,822 -1,100 -0.18% $8.02 623,202 28 Dec 2023 Direct F1
transaction TAST Common Stock, $0.01 par value Sale $2,409 -300 -0.05% $8.03 622,902 28 Dec 2023 Direct F1
transaction TAST Common Stock, $0.01 par value Sale $804 -100 -0.02% $8.04 622,802 28 Dec 2023 Direct F1
transaction TAST Common Stock, $0.01 par value Sale $30,104 -3,763 -0.6% $8.00 619,039 29 Dec 2023 Direct F1
transaction TAST Common Stock, $0.01 par value Sale $30,438 -3,800 -0.61% $8.01 615,239 29 Dec 2023 Direct F1
transaction TAST Common Stock, $0.01 par value Sale $2,847 -355 -0.06% $8.02 614,884 29 Dec 2023 Direct F1
transaction TAST Common Stock, $0.01 par value Sale $9,636 -1,200 -0.2% $8.03 613,684 29 Dec 2023 Direct F1
transaction TAST Common Stock, $0.01 par value Sale $2,372 -295 -0.05% $8.04 613,389 29 Dec 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 14, 2023