Marc Gabelli - 07 Mar 2023 Form 4/A - Amendment Insider Report for Associated Capital Group, Inc. (AC)

Role
Director
Signature
/s/ Marc Gabelli
Issuer symbol
AC
Transactions as of
07 Mar 2023
Net transactions value
$0
Form type
4/A - Amendment
Filing time
13 Mar 2023, 16:50:10 UTC
Date Of Original Report
09 Mar 2023
Previous filing
14 Oct 2022
Next filing
15 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AC Class A Common Stock 20,766 07 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AC Class B Common Stock Other $0 +70,000 +635% $0.000000 81,018 07 Mar 2023 Class A Common Stock Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.
F2 This Form 4 corrects the filing made on March 9, 2023. The shares were not gifted, they were distributed from a family partnership.