Ian J. McAdams - 08 Jul 2022 Form 3 Insider Report for Associated Capital Group, Inc. (AC)

Role
Interim Co-CFO
Signature
/s/ Ian J. McAdams
Issuer symbol
AC
Transactions as of
08 Jul 2022
Net transactions value
$0
Form type
3
Filing time
29 Dec 2022, 15:09:32 UTC
Next filing
13 Jun 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AC Phantom RSA 08 Jul 2022 Class A Common Stock 4,500 $41.70 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These phantom RSAs were awarded to the Reporting Person on August 3, 2022. Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.
F2 Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.