Associated Capital Group, Inc. - Nov 2, 2021 Form 4 Insider Report for GAMCO INVESTORS, INC. ET AL (GAMI)

Role: 10%+ Owner
Signature: /s/ Douglas R. Jamieson, Attorney-In-Fact for ASSOCIATED CAPITAL GROUP, INC., MARIO J. GABELLI, GGCP, INC. and GGCP HOLDINGS, LLC
Stock symbol: GAMI
Transactions as of: Nov 2, 2021
Transactions value $: -$52,460
Form type: 4
Date filed: 11/2/2021, 04:30 PM
Previous filing: Oct 29, 2021
Next filing: Nov 4, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GAMI	Class A Common Stock	Sale	-$39.2K	-1.47K	-0.09%	$26.60	1.67M	Nov 1, 2021	Direct	F1, F2
transaction	GAMI	Class A Common Stock	Sale	-$13.3K	-500	-0.03%	$26.60	1.67M	Nov 2, 2021	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein.
F2	Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings.

Content

This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein.

Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings.