Associated Capital Group, Inc. - May 18, 2021 Form 4 Insider Report for GAMCO INVESTORS, INC. ET AL (GAMI)

Role
10%+ Owner
Signature
/s/ Douglas R. Jamieson, Attorney-In-Fact for ASSOCIATED CAPITAL GROUP , INC., MARIO J. GABELLI, GGCP, INC. and GGCP HOLDINGS, LLC
Stock symbol
GAMI
Transactions as of
May 18, 2021
Transactions value $
-$868,707
Form type
4
Date filed
5/19/2021, 04:37 PM
Next filing
May 21, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GAMI Class A Common Stock Sale -$100K -3.82K -0.21% $26.23 1.84M May 18, 2021 Direct F1, F2
transaction GAMI Class A Common Stock Sale -$768K -27.6K -1.5% $27.81 1.81M May 19, 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein.
F2 Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings.