Guido J. Neels - May 19, 2021 Form 4/A - Amendment Insider Report for Axogen, Inc. (AXGN)

Role
Director
Signature
/s/Guido Neels
Stock symbol
AXGN
Transactions as of
May 19, 2021
Transactions value $
$0
Form type
4/A - Amendment
Date filed
6/7/2021, 05:25 PM
Date Of Original Report
May 21, 2021
Next filing
Jun 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXGN Common Stock Options Exercise $95K +25K +964.88% $3.80 27.6K May 19, 2021 Direct F1, F2
transaction AXGN Common Stock Options Exercise $76.4K +15K +54.37% $5.09 42.6K May 19, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXGN Stock Option (right to buy) Options Exercise -$95K -25K -100% $3.80 0 May 19, 2021 Common Stock 25K $3.80 Direct F3
transaction AXGN Stock Option (right to purchase) Options Exercise -$76.4K -15K -100% $5.09 0 May 19, 2021 Common Stock 15K $5.09 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 amendment is being filed to correct the original Form 4 filed on May 21, 2021. The original Form 4 had the incorrect address for the reporting person.
F2 The Reporting Person has elected to exercise and hold the shares at this time.
F3 All shares of Common Stock underlying the employee stock option became fully vested on August 26, 2017 (2 years from the option grant date) based upon a vesting schedule whereby 12.5% of total shares vested at the end of each fiscal quarter.
F4 All shares of Common Stock underlying the employee stock option became fully vested on December 31, 2016 (1 year from the option grant date) based upon a vesting schedule whereby 25% of the total shares vested at the end of each fiscal quarter.