Guido J. Neels - 19 May 2021 Form 4/A - Amendment Insider Report for Axogen, Inc. (AXGN)

Role
Director
Signature
/s/Guido Neels
Issuer symbol
AXGN
Transactions as of
19 May 2021
Net transactions value
$0
Form type
4/A - Amendment
Filing time
07 Jun 2021, 17:25:12 UTC
Date Of Original Report
21 May 2021
Next filing
03 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXGN Common Stock Options Exercise $95,000 +25,000 +965% $3.80 27,591 19 May 2021 Direct F1, F2
transaction AXGN Common Stock Options Exercise $76,350 +15,000 +54% $5.09 42,591 19 May 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXGN Stock Option (right to buy) Options Exercise $95,000 -25,000 -100% $3.80 0 19 May 2021 Common Stock 25,000 $3.80 Direct F3
transaction AXGN Stock Option (right to purchase) Options Exercise $76,350 -15,000 -100% $5.09 0 19 May 2021 Common Stock 15,000 $5.09 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 amendment is being filed to correct the original Form 4 filed on May 21, 2021. The original Form 4 had the incorrect address for the reporting person.
F2 The Reporting Person has elected to exercise and hold the shares at this time.
F3 All shares of Common Stock underlying the employee stock option became fully vested on August 26, 2017 (2 years from the option grant date) based upon a vesting schedule whereby 12.5% of total shares vested at the end of each fiscal quarter.
F4 All shares of Common Stock underlying the employee stock option became fully vested on December 31, 2016 (1 year from the option grant date) based upon a vesting schedule whereby 25% of the total shares vested at the end of each fiscal quarter.