Mark Gold - Jun 1, 2021 Form 4 Insider Report for Axogen, Inc. (AXGN)

Role
Director
Signature
/s/Dr. Mark Gold
Stock symbol
AXGN
Transactions as of
Jun 1, 2021
Transactions value $
$0
Form type
4
Date filed
6/3/2021, 05:15 PM
Next filing
Jun 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXGN Common Stock Options Exercise $0 +6.17K +2.08% $0.00 302K Jun 1, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXGN Restricted Stock Units Options Exercise $0 -6.17K -100% $0.00* 0 Jun 1, 2021 Common Stock 6.17K Direct F2, F3
transaction AXGN Stock Option (right to buy) Award $0 +6.03K $0.00 6.03K Jun 1, 2021 Common Stock 6.03K $19.76 Direct F4
transaction AXGN Restricted Stock Units Award $0 +3.04K $0.00 3.04K Jun 1, 2021 Common Stock 3.04K Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of common stock for Dr. Gold include 159,575 shares held jointly by Dr. Gold and his wife, indirect ownership of 22,000 shares held by Dr. Gold's spouse in revocable trusts, and indirect ownership of 92,000 shares held by MJSK, Ltd., a decedent investment trust.
F2 Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.
F3 This reflects the number of restricted stock units that became vested as of June 1, 2021.
F4 Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $120,000 valuation as of the grant date and vests on June 1, 2022, one year from the anniversary of the grant date. One-half of the annual equity grant value is in the form of non-qualified stock options and one-half of the annual equity grant value is in the form of restricted stock units.