Robert H. Schottenstein - Jul 28, 2023 Form 4 Insider Report for M/I HOMES, INC. (MHO)

Role: Chairman, CEO & President, Director
Signature: /s/Phillip G. Creek, Attorney-in-fact for Robert H. Schottenstein
Stock symbol: MHO
Transactions as of: Jul 28, 2023
Transactions value $: $1,549,745
Form type: 4
Date filed: 7/31/2023, 04:05 PM
Previous filing: May 30, 2023
Next filing: Aug 9, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	MHO	Common Shares	Options Exercise	$2.07M	+40K	+40.45%	$51.82	139K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$39.2K	-400	-0.29%	$97.97	138K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$19.6K	-200	-0.14%	$97.98	138K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$9.8K	-100	-0.07%	$97.99	138K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$9.8K	-100	-0.07%	$98.01	138K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$9.8K	-100	-0.07%	$98.01	138K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$9.8K	-100	-0.07%	$98.03	138K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$19.6K	-200	-0.15%	$98.04	138K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$29.4K	-300	-0.22%	$98.04	137K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$19.6K	-200	-0.15%	$98.05	137K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$19.6K	-200	-0.15%	$98.06	137K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$6.28K	-64	-0.05%	$98.07	137K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$19.6K	-200	-0.15%	$98.08	137K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$39.2K	-400	-0.29%	$98.10	136K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$19.6K	-200	-0.15%	$98.11	136K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$19.6K	-200	-0.15%	$98.12	136K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$9.81K	-100	-0.07%	$98.13	136K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$19.6K	-200	-0.15%	$98.13	136K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$9.81K	-100	-0.07%	$98.14	136K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$9.82K	-100	-0.07%	$98.17	135K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$9.82K	-100	-0.07%	$98.19	135K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$58.9K	-600	-0.44%	$98.20	135K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$19.6K	-200	-0.15%	$98.21	135K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$9.82K	-100	-0.07%	$98.22	134K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$19.6K	-200	-0.15%	$98.23	134K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$9.82K	-100	-0.07%	$98.24	134K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$16.4K	-167	-0.12%	$98.24	134K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$9.83K	-100	-0.07%	$98.25	134K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$19.7K	-200	-0.15%	$98.26	134K	Jul 28, 2023	Direct	F1
transaction	MHO	Common Shares	Sale	-$9.83K	-100	-0.07%	$98.27	134K	Jul 28, 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	MHO	Option to Purchase Common Shares	Options Exercise	$0	-40K	-40%	$0.00	60K	Jul 28, 2023	Common Shares	40K	$51.82	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
F2	Of the options described on this line, 20,000 vested on February 16, 2022 and 20,000 vested on February 16, 2023.

Content

The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

Of the options described on this line, 20,000 vested on February 16, 2022 and 20,000 vested on February 16, 2023.