Robert H. Schottenstein - Apr 28, 2023 Form 4 Insider Report for M/I HOMES, INC. (MHO)

Role
Chairman, CEO & President, Director
Signature
/s/Phillip G. Creek, Attorney-in-fact for Robert H. Schottenstein
Stock symbol
MHO
Transactions as of
Apr 28, 2023
Transactions value $
$1,994,778
Form type
4
Date filed
5/2/2023, 04:10 PM
Previous filing
Feb 21, 2023
Next filing
May 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MHO Common Shares Options Exercise $530K +19.2K +19.42% $27.62 118K Apr 28, 2023 Direct F1
transaction MHO Common Shares Options Exercise $2.53M +60K +50.81% $42.23 178K Apr 28, 2023 Direct F1
transaction MHO Common Shares Options Exercise $1.14M +24K +13.48% $47.59 202K Apr 28, 2023 Direct F1
transaction MHO Common Shares Sale -$334K -5.02K -2.48% $66.50 197K Apr 28, 2023 Direct F1
transaction MHO Common Shares Sale -$77.9K -1.17K -0.59% $66.51 196K Apr 28, 2023 Direct F1
transaction MHO Common Shares Sale -$73.2K -1.1K -0.56% $66.52 195K Apr 28, 2023 Direct F1
transaction MHO Common Shares Sale -$90.9K -1.37K -0.7% $66.53 193K Apr 28, 2023 Direct F1
transaction MHO Common Shares Sale -$93.4K -1.4K -0.73% $66.54 192K Apr 28, 2023 Direct F1
transaction MHO Common Shares Sale -$100K -1.5K -0.78% $66.55 191K Apr 28, 2023 Direct F1
transaction MHO Common Shares Sale -$41.9K -629 -0.33% $66.56 190K Apr 28, 2023 Direct F1
transaction MHO Common Shares Sale -$6.39K -96 -0.05% $66.57 190K Apr 28, 2023 Direct F1
transaction MHO Common Shares Sale -$23.4K -352 -0.19% $66.57 189K Apr 28, 2023 Direct F1
transaction MHO Common Shares Sale -$45.6K -685 -0.36% $66.58 189K Apr 28, 2023 Direct F1
transaction MHO Common Shares Sale -$55.9K -839 -0.44% $66.59 188K Apr 28, 2023 Direct F1
transaction MHO Common Shares Sale -$6.66K -100 -0.05% $66.60 188K Apr 28, 2023 Direct F1
transaction MHO Common Shares Sale -$62.1K -933 -0.5% $66.60 187K Apr 28, 2023 Direct F1
transaction MHO Common Shares Sale -$61.9K -929 -0.5% $66.61 186K Apr 28, 2023 Direct F1
transaction MHO Common Shares Sale -$75.3K -1.13K -0.61% $66.62 185K Apr 28, 2023 Direct F1
transaction MHO Common Shares Sale -$6.66K -100 -0.05% $66.63 185K Apr 28, 2023 Direct F1
transaction MHO Common Shares Sale -$68.4K -1.03K -0.56% $66.63 184K Apr 28, 2023 Direct F1
transaction MHO Common Shares Sale -$52.3K -785 -0.43% $66.64 183K Apr 28, 2023 Direct F1
transaction MHO Common Shares Sale -$234K -3.51K -1.92% $66.65 179K Apr 28, 2023 Direct F1
transaction MHO Common Shares Sale -$28.9K -434 -0.24% $66.66 179K Apr 28, 2023 Direct F1
transaction MHO Common Shares Sale -$194K -2.92K -1.63% $66.66 176K Apr 28, 2023 Direct F1
transaction MHO Common Shares Sale -$163K -2.45K -1.39% $66.67 174K Apr 28, 2023 Direct F1
transaction MHO Common Shares Sale -$151K -2.26K -1.3% $66.68 171K Apr 28, 2023 Direct F1
transaction MHO Common Shares Sale -$8K -120 -0.07% $66.69 171K Apr 28, 2023 Direct F1
transaction MHO Common Shares Sale -$154K -2.3K -1.34% $66.69 169K Apr 28, 2023 Direct F1
transaction MHO Common Shares Sale -$3.27K -49 -0.03% $66.70 169K Apr 28, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MHO Option to Purchase Common Shares Options Exercise $0 -19.2K -50% $0.00 19.2K Apr 28, 2023 Common Shares 19.2K $27.62 Direct F1, F2
transaction MHO Option to Purchase Common Shares Options Exercise $0 -60K -60% $0.00 40K Apr 28, 2023 Common Shares 60K $42.23 Direct F1, F3
transaction MHO Option to Purchase Common Shares Options Exercise $0 -24K -20% $0.00 96K Apr 28, 2023 Common Shares 24K $47.59 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
F2 The options described on this line vested on February 19, 2023.
F3 Of the options described on this line, 20,000 vested on February 18, 2021, 20,000 vested on February 18, 2022 and 20,000 Vested on February 18, 2023.
F4 The options described on this line vested on February 17, 2023.