Robert H. Schottenstein - 15 Feb 2023 Form 4 Insider Report for M/I HOMES, INC. (MHO)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
16 Feb 2023, 15:10:27 UTC
Prior SEC filing
08 Feb 2023
Next SEC filing
17 Feb 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Phillip G. Creek, Attorney-in-fact for Robert H. Schottenstein

Key filing fact

Robert H. Schottenstein filed Form 4 for M/I HOMES, INC. (MHO) on 16 Feb 2023.

Key facts

  • This page summarizes Robert H. Schottenstein's Form 4 filing for M/I HOMES, INC. (MHO).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 16 Feb 2023, 15:10.

Change

  • Previous filing in this sequence was filed on 08 Feb 2023.
  • Current net transaction value: +$1,668,754.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MHO transaction

Common Shares

Award

Transaction value
$1,668,754
Shares
+28,414
Change %
+34%
Price
$58.73
Shares after
111,906
Date
15 Feb 2023
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MHO transaction Derivative

Option to Purchase Common Shares

Award

Transaction value
$0
Shares
+120,000
Change %
Price
$0.000000
Shares after
120,000
Date
15 Feb 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
120,000
Exercise price
$58.73
Footnotes
F2, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

These common shares were acquired by the reporting person upon the vesting of an equal number of performance share units on February 15, 2023 that were settled on a one for one basis in common shares.

Footnote F2

The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

Footnote F3

The Option was granted pursuant to the M/I Homes, Inc. 2018 Long-Term Incentive Plan.

Footnote F4

Twenty percent (20%) of grant becomes exercisable on February 15, 2024 following the date of grant and each of the first four anniversaries thereof.

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