ROBERT H. SCHOTTENSTEIN - 15 Feb 2023 Form 4 Insider Report for M/I HOMES, INC. (MHO)

Signature
/s/Phillip G. Creek, Attorney-in-fact for Robert H. Schottenstein
Issuer symbol
MHO
Transactions as of
15 Feb 2023
Net transactions value
+$1,668,754
Form type
4
Filing time
16 Feb 2023, 15:10:27 UTC
Previous filing
08 Feb 2023
Next filing
17 Feb 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MHO Common Shares Award $1,668,754 +28,414 +34% $58.73 111,906 15 Feb 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MHO Option to Purchase Common Shares Award $0 +120,000 $0.000000 120,000 15 Feb 2023 Common Shares 120,000 $58.73 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These common shares were acquired by the reporting person upon the vesting of an equal number of performance share units on February 15, 2023 that were settled on a one for one basis in common shares.
F2 The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
F3 The Option was granted pursuant to the M/I Homes, Inc. 2018 Long-Term Incentive Plan.
F4 Twenty percent (20%) of grant becomes exercisable on February 15, 2024 following the date of grant and each of the first four anniversaries thereof.