Robert H. Schottenstein - Feb 6, 2023 Form 4 Insider Report for M/I HOMES, INC. (MHO)

Signature
/s/Phillip G. Creek, Attorney-in-fact for Robert H. Schottenstein
Stock symbol
MHO
Transactions as of
Feb 6, 2023
Transactions value $
-$603,158
Form type
4
Date filed
2/8/2023, 03:11 PM
Previous filing
Jul 20, 2022
Next filing
Feb 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MHO Common Shares Options Exercise $385K +16.5K +19.76% $23.34* 100K Feb 6, 2023 Direct F1
transaction MHO Common Shares Options Exercise $656K +20.6K +20.55% $31.93 121K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$70.1K -1.15K -0.95% $60.98 119K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$36.6K -600 -0.5% $60.99 119K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$371K -6.08K -5.12% $61.00 113K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$6.1K -100 -0.09% $61.01 113K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$139K -2.28K -2.03% $61.03 110K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$48.3K -791 -0.72% $61.04 110K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$1.53K -25 -0.02% $61.05 110K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$65K -1.06K -0.97% $61.06 108K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$24.6K -402 -0.37% $61.07 108K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$5.74K -94 -0.09% $61.08 108K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$6.48K -106 -0.1% $61.09 108K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$159K -2.6K -2.41% $61.12 105K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$133K -2.17K -2.06% $61.13 103K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$84.1K -1.38K -1.33% $61.14 102K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$85.5K -1.4K -1.38% $61.15 100K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$65.8K -1.08K -1.07% $61.16 99.2K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$22K -359 -0.36% $61.17 98.9K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$25.1K -410 -0.41% $61.18 98.5K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$31.3K -511 -0.52% $61.19 98K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$61.2K -1K -1.02% $61.20 97K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$47.1K -770 -0.79% $61.21 96.2K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$11.6K -189 -0.2% $61.23 96K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$6.12K -100 -0.1% $61.24 95.9K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$61.3K -1K -1.04% $61.25 94.9K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$674 -11 -0.01% $61.26 94.9K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$22.2K -362 -0.38% $61.27 94.5K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$38.1K -622 -0.66% $61.28 93.9K Feb 6, 2023 Direct F1
transaction MHO Common Shares Sale -$16.5K -269 -0.29% $61.29 93.6K Feb 6, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MHO Option to Purchase Common Shares Options Exercise $0 -16.5K -100% $0.00* 0 Feb 6, 2023 Common Shares 16.5K $23.34 Direct F1, F2
transaction MHO Option to Purchase Common Shares Options Exercise $0 -20.6K -53.52% $0.00 17.9K Feb 6, 2023 Common Shares 20.6K $31.93 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
F2 The options described on this line vested on December 31, 2021.
F3 Of the options described on this line, 19,200 vested on December 31, 2021 and 1,350 vested on December 31, 2022.