Kenneth Best - Nov 12, 2024 Form 4 Insider Report for FISERV INC (FI)

Role
Chief Accounting Officer
Signature
/s/ Eric C. Nelson (attorney-in-fact)
Stock symbol
FI
Transactions as of
Nov 12, 2024
Transactions value $
-$2,810,374
Form type
4
Date filed
11/14/2024, 07:15 PM
Previous filing
Feb 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FI Common Stock Options Exercise $260K +4.57K +11.79% $56.91 43.3K Nov 12, 2024 Direct
transaction FI Common Stock Options Exercise $468K +6.7K +15.45% $69.90 50K Nov 12, 2024 Direct
transaction FI Common Stock Options Exercise $447K +5.28K +10.55% $84.73 55.3K Nov 12, 2024 Direct
transaction FI Common Stock Options Exercise $483K +4.28K +7.73% $112.87 59.6K Nov 12, 2024 Direct
transaction FI Common Stock Sale -$4.47M -20.8K -34.94% $214.61 38.8K Nov 12, 2024 Direct F1
transaction FI Common Stock Gift $0 -678 -1.75% $0.00 38.1K Nov 14, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FI Employee Stock Option (right to buy) Options Exercise $0 -4.57K -100% $0.00 0 Nov 12, 2024 Common Stock 4.57K $56.91 Direct F2
transaction FI Employee Stock Option (right to buy) Options Exercise $0 -6.7K -100% $0.00 0 Nov 12, 2024 Common Stock 6.7K $69.90 Direct F3
transaction FI Employee Stock Option (right to buy) Options Exercise $0 -5.28K -100% $0.00 0 Nov 12, 2024 Common Stock 5.28K $84.73 Direct F4
transaction FI Employee Stock Option (right to buy) Options Exercise $0 -4.28K -100% $0.00 0 Nov 12, 2024 Common Stock 4.28K $112.87 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $214.35 to $215.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 This option vested in three equal installments on each anniversary of the grant date of 2/22/2017.
F3 This option vested in three equal installments on each anniversary of the grant date of 2/21/2018.
F4 This option vested in three equal installments on each anniversary of the grant date of 2/20/2019.
F5 This option vested in four equal installments on each anniversary of the grant date of 2/26/2020.