Guy Chiarello - Mar 20, 2024 Form 4 Insider Report for FISERV INC (FI)

Role
Chief Operating Officer
Signature
/s/ Eric C. Nelson (attorney-in-fact)
Stock symbol
FI
Transactions as of
Mar 20, 2024
Transactions value $
-$6,440,339
Form type
4
Date filed
3/21/2024, 04:40 PM
Previous filing
Mar 18, 2024
Next filing
Apr 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FI Common Stock Options Exercise $3.36M +63.6K +38.88% $52.81 227K Mar 20, 2024 Direct
transaction FI Common Stock Sale -$9.8M -63.6K -28% $154.00 164K Mar 20, 2024 Direct F1
holding FI Common Stock 37.4K Mar 20, 2024 By Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FI Employee Stock Option (right to buy) Options Exercise $0 -63.6K -39.87% $0.00 96K Mar 20, 2024 Common Stock 63.6K $52.81 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $153.43 to $154.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 Held by The Denise Chiarello 2021 Trust for the benefit of the reporting person and the reporting person's children and of which the reporting person serves as trustee.
F3 This option vested (i) half in equal portions on each of December 31, 2017 and 2018, and (ii) half on July 29, 2019, upon the Issuer's acquisition of First Data Corporation.