R. Daniel Herzog - 16 Nov 2025 Form 4/A - Amendment Insider Report for Clearfield, Inc. (CLFD)

Role
Chief Financial Officer
Signature
Darrell Hammond by Power of Attorney for Daniel Herzog
Issuer symbol
CLFD
Transactions as of
16 Nov 2025
Transactions value $
-$70,902
Form type
4/A - Amendment
Date filed
20 Nov 2025, 13:02
Date Of Original Report
19 Nov 2025
Previous filing
15 Sep 2025
Next filing
24 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
HERZOG DANIEL R Chief Financial Officer 7050 WINNETKA AVE. N., SUITE 100, BROOKLYN PARK Darrell Hammond by Power of Attorney for Daniel Herzog 2025-11-20 0001262286

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLFD Common Stock Tax liability -$15.7K -510 -0.74% $30.72 68K 16 Nov 2025 Direct F1
transaction CLFD Common Stock Tax liability -$29.9K -973 -1.43% $30.72 67.1K 16 Nov 2025 Direct F2
transaction CLFD Common Stock Tax liability -$25.3K -825 -1.23% $30.72 66.2K 16 Nov 2025 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payment of taxes by withholding shares on vesting the last 33% of restricted stock that was granted on February 24, 2023.
F2 Payment of taxes by withholding shares on vesting the second 33% of restricted stock that was granted on November 16, 2023.
F3 Payment of taxes by withholding shares on vesting the first 33% of restricted stock that was granted on November 26, 2024.

Remarks:

Correcting original Form 4 filed 11/19/2025 to show restricted stock shares withheld for taxes upon vesting being disposed rather than acquired.