R. Daniel Herzog - Nov 16, 2021 Form 4 Insider Report for Clearfield, Inc. (CLFD)

Role
Chief Financial Officer
Signature
Taylor Keup by Power of Attorney for Daniel Herzog
Stock symbol
CLFD
Transactions as of
Nov 16, 2021
Transactions value $
-$13,695
Form type
4
Date filed
11/18/2021, 04:15 PM
Previous filing
Aug 23, 2021
Next filing
Jan 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLFD Common Stock Tax liability -$13.7K -206 -0.53% $66.48 38.8K Nov 16, 2021 Direct F1
transaction CLFD Restricted Stock Award $0 +1.12K +2.89% $0.00 39.9K Nov 16, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLFD Option to Purchase Common Stock Award $0 +5.84K +17.27% $0.00 39.6K Nov 16, 2021 Common Stock 5.84K $66.48 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payment of taxes by withholding shares on vesting the first 1/3 of restricted stock that was granted on November 16, 2020.
F2 The restricted stock vests as to one-third of the shares on the first three anniversaries of the date of grant subject to the reporting person's continued employment through each such date.
F3 The stock option vests as to one-third of the options on the first three anniversaries of the date of grant subject to the reporting person's continued employment through each such date.