Anshu Pasricha - 31 Aug 2021 Form 4 Insider Report for ASTEC INDUSTRIES INC (ASTE)

Role: GC and Corp Secretary
Signature: /s/ Anshu Pasricha
Issuer symbol: ASTE
Transactions as of: 31 Aug 2021
Net transactions value: +$340
Form type: 4
Filing time: 02 Sep 2021, 16:56:24 UTC
Previous filing: 21 Jul 2021
Next filing: 12 Oct 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ASTE	Common Stock	Award	$307	+5	+0.06%	$61.48	7,755	31 Aug 2021	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ASTE	Phantom Stock	Award	$32.58	+1	+0.18%	$61.48	294	31 Aug 2021	Common Stock	1		Direct	F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents dividend equivalents earned on the 2021 RSU award.
F2	Total share balance is updated to reflect dividend equivalents earned on the 2021 RSU award.
F3	Reflects acquisition of phantom stock pursuant to reinvestment of dividend equivalent rights under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.
F4	The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.