Anshu Pasricha - Aug 31, 2021 Form 4 Insider Report for ASTEC INDUSTRIES INC (ASTE)

Signature
/s/ Anshu Pasricha
Stock symbol
ASTE
Transactions as of
Aug 31, 2021
Transactions value $
$340
Form type
4
Date filed
9/2/2021, 04:56 PM
Previous filing
Jul 21, 2021
Next filing
Oct 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASTE Common Stock Award $307 +5 +0.06% $61.48 7.76K Aug 31, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASTE Phantom Stock Award $32.60 +0.53 +0.18% $61.48 294 Aug 31, 2021 Common Stock 0.53 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents dividend equivalents earned on the 2021 RSU award.
F2 Total share balance is updated to reflect dividend equivalents earned on the 2021 RSU award.
F3 Reflects acquisition of phantom stock pursuant to reinvestment of dividend equivalent rights under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.
F4 The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.