Kathryn M. JohnBull - 31 Oct 2023 Form 4 Insider Report for DLH Holdings Corp. (DLHC)

Role
Chief Financial Officer
Signature
/s/ Kathryn M. JohnBull
Issuer symbol
DLHC
Transactions as of
31 Oct 2023
Net transactions value
-$138,674
Form type
4
Filing time
02 Nov 2023, 08:35:34 UTC
Previous filing
09 Jun 2022
Next filing
19 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DLHC Common Stock Options Exercise $104,625 +75,000 +23% $1.40* 396,881 31 Oct 2023 Direct
transaction DLHC Common Stock Tax liability $243,299 -17,785 -4.5% $13.68 379,096 31 Oct 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DLHC Employee Stock Option Options Exercise $0 -75,000 -100% $0.000000* 0 31 Oct 2023 Common Stock 75,000 $1.40 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares surrendered by reporting person to satisfy the exercise price associated with the exercise of the options described in Table II of this Form 4 and the corresponding tax obligations of the reporting person arising from the exercise of the options.
F2 The option was granted on November 8, 2013 and subsequently vested upon the achievement of certain performance targets.