John E. Davis - 02 Jan 2024 Form 4 Insider Report for ARTIVION, INC. (AORT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
04 Jan 2024, 16:22:34 UTC
Prior SEC filing
30 Jan 2024
Next SEC filing
22 Feb 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ John E. Davis

Key filing fact

John E. Davis filed Form 4 for ARTIVION, INC. (AORT) on 04 Jan 2024.

Key facts

  • This page summarizes John E. Davis's Form 4 filing for ARTIVION, INC. (AORT).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 04 Jan 2024, 16:22.

Change

  • Previous filing in this sequence was filed on 30 Jan 2024.
  • Current net transaction value: -$244,116.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AORT transaction

Common Stock

Options Exercise

Transaction value
$221,061
Shares
+13,562
Change %
+11%
Price
$16.30
Shares after
142,295
Date
02 Jan 2024
Ownership
Direct
Footnotes
F1
AORT transaction

Common Stock

Sale

Transaction value
$244,116
Shares
-13,562
Change %
-9.5%
Price
$18.00
Shares after
128,733
Date
02 Jan 2024
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AORT transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$221,061
Shares
-13,562
Change %
-100%
Price
$16.30
Shares after
0
Date
02 Jan 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
13,562
Exercise price
$16.30
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 3 footnotes

Footnote F1

The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 23, 2023.

Footnote F2

Reflects the price the shares were sold.

Footnote F3

Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 02/21/2018.

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