David Ashley Lee - Feb 14, 2023 Form 4 Insider Report for ARTIVION, INC. (AORT)

Role
Executive VP, COO & CFO
Signature
/s/ David Ashley Lee
Stock symbol
AORT
Transactions as of
Feb 14, 2023
Transactions value $
-$421,874
Form type
4
Date filed
2/16/2023, 04:41 PM
Previous filing
Nov 10, 2022
Next filing
Feb 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AORT Common Stock Options Exercise $377K +36.8K +11.14% $10.24 367K Feb 14, 2023 Direct F1
transaction AORT Common Stock Sale -$422K -31.9K -8.68% $13.22 336K Feb 14, 2023 Direct F1, F2
holding AORT Common Stock 22.6K Feb 14, 2023 *Indirect shares owned by Spouse (5,000), Shares to DAL Trust (17,560)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AORT Stock Options (Right to buy) Options Exercise -$377K -36.8K -100% $10.24 0 Feb 14, 2023 Common Stock 36.8K $10.24 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on November 14, 2022
F2 Reflects the price of $ 13.224856 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price
F3 Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2017.