David Ashley Lee - 14 Feb 2023 Form 4 Insider Report for ARTIVION, INC. (AORT)

Role
Executive VP, COO & CFO
Signature
/s/ David Ashley Lee
Issuer symbol
AORT
Transactions as of
14 Feb 2023
Net transactions value
-$421,874
Form type
4
Filing time
16 Feb 2023, 16:41:06 UTC
Previous filing
10 Nov 2022
Next filing
21 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AORT Common Stock Options Exercise $377,057 +36,822 +11% $10.24 367,463 14 Feb 2023 Direct F1
transaction AORT Common Stock Sale $421,874 -31,900 -8.7% $13.22 335,563 14 Feb 2023 Direct F1, F2
holding AORT Common Stock 22,560 14 Feb 2023 *Indirect shares owned by Spouse (5,000), Shares to DAL Trust (17,560)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AORT Stock Options (Right to buy) Options Exercise $377,057 -36,822 -100% $10.24 0 14 Feb 2023 Common Stock 36,822 $10.24 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on November 14, 2022
F2 Reflects the price of $ 13.224856 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price
F3 Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2017.