James P. Mackin - 09 Feb 2022 Form 4 Insider Report for ARTIVION, INC. (AORT)

Role
President & CEO
Signature
/s/ James P Mackin
Issuer symbol
AORT
Transactions as of
09 Feb 2022
Net transactions value
-$382,987
Form type
4
Filing time
11 Feb 2022, 07:41:41 UTC
Previous filing
10 Feb 2022
Next filing
22 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AORT Common Stock Options Exercise $117,018 +10,638 +3.5% $11.00 314,816 09 Feb 2022 Direct F1
transaction AORT Common Stock Sale $192,989 -10,638 -3.4% $18.14 304,178 09 Feb 2022 Direct F1, F2
transaction AORT Common Stock Options Exercise $117,029 +10,639 +3.5% $11.00 314,817 10 Feb 2022 Direct F1
transaction AORT Common Stock Sale $189,998 -10,639 -3.4% $17.86 304,178 10 Feb 2022 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AORT StockOption(RightToBuy) Options Exercise $117,018 -10,638 -50% $11.00 10,639 09 Feb 2022 Common Stock 10,638 $11.00 Direct F4
transaction AORT StockOption(RightToBuy) Options Exercise $117,029 -10,639 -100% $11.00 0 10 Feb 2022 Common Stock 10,639 $11.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Sept 3, 2021
F2 Reflects weighted average price. Range of prices were between $17.93 to $18.36. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Reflects weighted average price. Range of prices were between $17.69 to $18.15. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2016