| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AORT | Common Stock | Options Exercise | $299,662 | +27,242 | +9.3% | $11.00 | 319,927 | 05 May 2021 | Direct | F1 |
| transaction | AORT | Common Stock | Sale | $817,260 | -27,242 | -8.5% | $30.00 | 292,685 | 05 May 2021 | Direct | F1, F2 |
| holding | AORT | Common Stock | 6,500 | 05 May 2021 | *Indirect shares owned by spouse (5000) and minor children (1,500) |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AORT | Common Stock | Options Exercise | $299,662 | -27,242 | -100% | $11.00 | 0 | 05 May 2021 | Common Stock | 27,242 | $11.00 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Feb 26, 2021 |
| F2 | Reflects the price of $30 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price |
| F3 | Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2016 |