| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| West Kenneth J | President and CEO, ESS | 855 S. MINT STREET, CHARLOTTE | Richard Kent for Kenneth J. West | 06 Oct 2025 | 0002004222 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HON | Common Stock | Options Exercise | +950 | +63% | 2,463 | 02 Oct 2025 | Direct | F1 | ||
| transaction | HON | Common Stock | Tax liability | $93,717 | -443 | -18% | $211.55 | 2,020 | 02 Oct 2025 | Direct | |
| transaction | HON | Common Stock | Other | $637 | +3 | +0.15% | $212.41 | 2,023 | 18 Sep 2025 | Direct | F2 |
| transaction | HON | Common Stock | Other | $629 | -3 | -0.15% | $209.63 | 2,020 | 23 Sep 2025 | Direct | F2 |
| holding | HON | Common Stock | 611 | 18 Sep 2025 | Held in 401k plan |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HON | Restricted Stock Units | Options Exercise | $0 | -950 | -34% | $0.000000 | 1,822 | 02 Oct 2025 | Common Stock | 950 | Direct | F1, F3, F4 |
| Id | Content |
|---|---|
| F1 | Instrument converts to common stock on a one-for-one basis. |
| F2 | These transactions were erroneously executed by a broker managing the Reporting Person's managed investment account and reversed. |
| F3 | Includes the reinvestment of dividend equivalents into 39 additional restricted stock units. |
| F4 | The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 911 units vesting on each of October 2, 2025, October 2, 2026 and October 2, 2027. |