Stephen W. Hope - 30 Sep 2024 Form 4/A - Amendment Insider Report for Autodesk, Inc. (ADSK)

Signature
Pamela Chie, Attorney-in-Fact for Stephen Hope
Issuer symbol
ADSK
Transactions as of
30 Sep 2024
Net transactions value
-$5,995
Form type
4/A - Amendment
Filing time
11 Oct 2024, 17:30:58 UTC
Date Of Original Report
01 Oct 2024
Previous filing
11 Sep 2024
Next filing
28 Mar 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ADSK Common Stock Award $8,834 +54 +1.1% $163.59 4,933 30 Sep 2024 Direct F1
transaction ADSK Common Stock Sale $14,829 -54 -1.1% $274.61 4,879 01 Oct 2024 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 These shares were acquired pursuant to the Issuer's Employee Stock Purchase Plan ("ESPP") on September 30, 2024 in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2 The sales reported in this form were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on 07/01/2024.
F3 The total securities beneficially owned includes 4,879 shares of unvested Restricted Stock Units.

Remarks:

This amendment is being filed to clarify the voluntary reporting of the acquisition under the Issuer's ESPP in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).