Stephen Hope - Mar 27, 2023 Form 4 Insider Report for Autodesk, Inc. (ADSK)

Signature
Melissa Hoge, Attorney-in-Fact for Stephen Hope
Stock symbol
ADSK
Transactions as of
Mar 27, 2023
Transactions value $
-$671,221
Form type
4
Date filed
3/29/2023, 07:00 PM
Previous filing
Mar 22, 2023
Next filing
Apr 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ADSK Common Stock Tax liability -$66.5K -332 -10.37% $200.22 2.87K Mar 27, 2023 Direct F1, F2
transaction ADSK Common Stock Award $0 +1.75K +60.87% $0.00 4.62K Mar 27, 2023 Direct F2, F3
transaction ADSK Common Stock Tax liability -$121K -606 -13.13% $200.22 4.01K Mar 27, 2023 Direct F1, F2
transaction ADSK Common Stock Sale -$483K -2.46K -61.26% $196.75 1.55K Mar 28, 2023 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares withheld to cover taxes.
F2 The total securities beneficially owned includes 1,554 shares of unvested Restricted Stock Units.
F3 Represents shares earned based upon attainment for Performance Stock Unit awards. 4,617 shares subject to one PSU vested on attainment on 03/27/2023.
F4 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/11/2020; first amendment on 8/26/2021 and second amendment on 06/06/2022.