Katharine Armstrong - Mar 3, 2020 Form 4 Insider Report for SJW GROUP (SJW)

Role
Director
Signature
/s/ Willie Brown Attorney-in-Fact for Katharine Armstrong
Stock symbol
SJW
Transactions as of
Mar 3, 2020
Transactions value $
$0
Form type
4
Date filed
3/3/2022, 02:53 PM
Next filing
Dec 6, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SJW Common Stock Gift $0 -1.58K -58.67% $0.00 1.12K Mar 3, 2020 By Katharine Armstrong as Trustee for the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009 F1, F2
transaction SJW Common Stock Gift $0 -1.12K -100% $0.00* 0 Nov 18, 2020 By Katharine Armstrong as Trustee for the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009 F3, F4
transaction SJW Common Stock Gift $0 -361 -4.91% $0.00 6.99K Aug 31, 2021 Direct F6
transaction SJW Common Stock Gift $0 -1 -0.01% $0.00 6.99K Sep 1, 2021 Direct F6
transaction SJW Common Stock Gift $0 -721 -10.32% $0.00 6.27K Sep 2, 2021 Direct F6, F7
holding SJW Common Stock 1.58K Mar 3, 2020 By Spouse F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects a gift of 1,584 shares to the reporting person's spouse on March 3, 2020 that was not previously reported.
F2 Reflects total number of shares owned by the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009 (the "Trust") as of the filing date of this report prior to the gift transaction reported herein as explained in footnote (3) below, and such number reflects certain transfers and sales of shares as previously reported by the reporting on Forms 4 after the gift transaction on March 3, 2020.
F3 The reported transaction corrects an earlier Form 4 filed on December 2, 2020, which erroneously reported that the reporting person transferred 1,116 shares from her direct holdings, and instead the reporting person transferred the shares held indirectly in the Trust to the recipients of the gifts.
F4 As of the filing date of this Form 4, the Trust does not beneficially own any shares of common stock of the issuer.
F5 Reflects 1,584 shares directly held by the reporting person's spouse following the transaction described in footnote (1) herein.
F6 Reflects gift to the reporting person's children that was not previously reported.
F7 Includes 4,050 shares of the issuer's common stock, 1,216 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms, and 1,000 shares of the issuer's common stock held in an IRA account.