Kevin Cummings - 16 Aug 2023 Form 4 Insider Report for CITIZENS FINANCIAL GROUP INC/RI (CFG)

Role
Director
Signature
/s/ Lindsey Cameron, as Attorney-in-Fact
Issuer symbol
CFG
Transactions as of
16 Aug 2023
Transactions value $
$0
Form type
4
Filing time
17 Aug 2023, 17:23:14
Previous filing
18 May 2023
Next filing
16 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFG Common Stock Award $0 +129 +0.03% $0.00 461K 16 Aug 2023 Direct F1
holding CFG Common Stock 4.25K 16 Aug 2023 By 401K
holding CFG Common Stock 57.9K 16 Aug 2023 By IRA F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
F2 Reflects 34,179 shares previously held in former ISBC ESOP which were distributed and transferred to an IRA on July 20, 2023.