Brendan Coughlin - Mar 1, 2023 Form 4/A - Amendment Insider Report for CITIZENS FINANCIAL GROUP INC/RI (CFG)

Signature
/s/ Lindsey Cameron, as Attorney-in-Fact
Stock symbol
CFG
Transactions as of
Mar 1, 2023
Transactions value $
-$300,997
Form type
4/A - Amendment
Date filed
7/24/2023, 08:31 PM
Date Of Original Report
Mar 3, 2023
Previous filing
Feb 17, 2023
Next filing
May 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFG Common Stock Award $0 +17K +21.99% $0.00 94.1K Mar 1, 2023 Direct F1
transaction CFG Common Stock Tax liability -$102K -2.43K -2.6% $41.76 91.2K Mar 1, 2023 Direct F1
transaction CFG Common Stock Tax liability -$199K -4.79K -5.22% $41.61 86.9K Mar 2, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 3, 2023, the reporting person filed a Form 4 which inadvertently reported that, following the acquisition of RSUs granted to the filer on March 1, 2023, he beneficially owned an additional 16,973 shares of the issuers common stock. In fact, the reporting person beneficially owned 94,148.351 shares of the issuers common stock following the acquisition and as reported in Table I, column 5 of this amendment. Following dispositions of shares to satisfy tax liabilities on March 1, 2023 and March 2, 2023 that were reported in the same Form 4, the reporting person owned 86,923.351 shares of the issuers common stock, as also reported in this amendment. There are no changes to the three transactions re-reported in this form, they are included in this amendment only for the purposes of correcting the amount of securities beneficially owned by the reporting person following each of these previously reported transactions.