Kevin Cummings - 10 Feb 2023 Form 4 Insider Report for CITIZENS FINANCIAL GROUP INC/RI (CFG)

Role
Director
Signature
/s/ Lindsey Cameron as Attorney-in-Fact
Issuer symbol
CFG
Transactions as of
10 Feb 2023
Net transactions value
-$423,518
Form type
4
Filing time
13 Feb 2023, 16:09:46 UTC
Previous filing
09 Feb 2023
Next filing
16 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFG Common Stock Options Exercise $3,476,109 +90,689 +20% $38.33 546,478 10 Feb 2023 Direct
transaction CFG Common Stock Sale $3,899,627 -90,689 -17% $43.00 455,789 10 Feb 2023 Direct
holding CFG Common Stock 23,737 10 Feb 2023 By IRA
holding CFG Common Stock 4,254 10 Feb 2023 By 401K
holding CFG Common Stock 34,179 10 Feb 2023 By Former ISBC ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CFG Stock Options Options Exercise $0 -90,689 -100% $0.000000* 0 10 Feb 2023 Common Stock 90,689 $38.33 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option vested in four installments on July 22, 2019, June 23, 2020, June 23, 2021, and April 6, 2022.