Kevin Cummings - Nov 16, 2022 Form 4 Insider Report for CITIZENS FINANCIAL GROUP INC/RI (CFG)

Role
Director
Signature
/s/ Lindsey Cameron as Attorney-in-Fact
Stock symbol
CFG
Transactions as of
Nov 16, 2022
Transactions value $
$0
Form type
4
Date filed
11/17/2022, 04:22 PM
Previous filing
Aug 18, 2022
Next filing
Feb 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFG Common Stock Award $0 +38.1 +0.01% $0.00 456K Nov 16, 2022 Direct F1
holding CFG Common Stock 23.7K Nov 16, 2022 By IRA
holding CFG Common Stock 4.25K Nov 16, 2022 By 401K F2
holding CFG Common Stock 34.2K Nov 16, 2022 By Former ISBC ESOP F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
F2 On April 6, 2022, the reporting person filed a Form 3 which inadvertently reported an additional 10 shares of the issuer's common stock was held in their 401K. The additional 10 shares were also mistakenly reported in the Form 4s filed by the reporting person on 4/8/22, 5/2/22, 5/18/22 and 8/18/22 after their original Form 3 was filed. As reported in this Form 4, the reporting person directly owns 4,254 shares of common stock in their 401K.
F3 Reflects ESOP allocation of 19,218 shares on April 28, 2022