Debra A. Cafaro - Aug 26, 2024 Form 4 Insider Report for Ventas, Inc. (VTR)

Role
Chairman and CEO, Director
Signature
Debra A. Cafaro By: /s/ Kenneth Hagan, Attorney-In-Fact
Stock symbol
VTR
Transactions as of
Aug 26, 2024
Transactions value $
-$261,687
Form type
4
Date filed
8/28/2024, 05:40 PM
Previous filing
Aug 6, 2024
Next filing
Sep 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VTR Common Stock Options Exercise $154K +2.85K +0.29% $53.79 990K Aug 26, 2024 Direct F1
transaction VTR Common Stock Sale -$171K -2.85K -0.29% $60.02 987K Aug 26, 2024 Direct F1, F2
transaction VTR Common Stock Options Exercise $2.07M +38.4K +3.9% $53.79 1.03M Aug 27, 2024 Direct F1
transaction VTR Common Stock Sale -$2.31M -38.4K -3.75% $60.14 987K Aug 27, 2024 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VTR Stock Option (Right to Buy) Options Exercise $0 -2.85K -0.19% $0.00 1.5M Aug 26, 2024 Common Stock 2.85K $53.79 Direct F1, F4, F5
transaction VTR Stock Option (Right to Buy) Options Exercise $0 -38.4K -2.56% $0.00 1.46M Aug 27, 2024 Common Stock 38.4K $53.79 Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transaction involved the exercise of fully vested options scheduled to expire in the next 18 months and the sale of the underlying shares net of the exercise price and taxes, all pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on March 28, 2024.
F2 The price reported is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $60.00 to $60.0432, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $60.00 to $60.30, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 Fully vested.
F5 Represents total number of unexercised options to purchase shares of Issuer's Common Stock held by the Reporting Person.