DEBRA A. CAFARO - 01 Feb 2023 Form 4 Insider Report for Ventas, Inc. (VTR)

Role
Chairman and CEO, Director
Signature
Debra A. Cafaro By: /s/ Minglei Zhao, Attorney-In-Fact
Issuer symbol
VTR
Transactions as of
01 Feb 2023
Net transactions value
-$376,999
Form type
4
Filing time
03 Feb 2023, 15:49:07 UTC
Previous filing
31 Jan 2023
Next filing
06 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VTR Common Stock Options Exercise $28,414 +548 +0.06% $51.85 871,399 01 Feb 2023 Direct F1
transaction VTR Common Stock Sale $28,501 -548 -0.06% $52.01 870,851 01 Feb 2023 Direct F1
transaction VTR Common Stock Tax liability $376,911 -7,296 -0.84% $51.66 863,555 01 Feb 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VTR Stock Option (Right to Buy) Options Exercise $0 -548 -0.03% $0.000000 1,947,525 01 Feb 2023 Common Stock 548 $51.85 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction involved the exercise of fully vested options scheduled to expire in the next 12 months and the sale of the underlying shares net of the exercise price and taxes, all pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on August 9, 2022.
F2 Represents shares withheld to pay taxes on the vesting of restricted stock units granted to the Reporting Person on January 4, 2022 under the Ventas, Inc. 2012 Incentive Plan.
F3 Fully vested.
F4 Represents total number of unexercised options to purchase shares of Issuer's Common Stock held by the Reporting Person.