Debra A. Cafaro - Sep 1, 2021 Form 4 Insider Report for Ventas, Inc. (VTR)

Role
Chairman and CEO, Director
Signature
Debra A. Cafaro By: /s/ Carey S. Roberts, Attorney-In-Fact
Stock symbol
VTR
Transactions as of
Sep 1, 2021
Transactions value $
-$176,195
Form type
4
Date filed
9/3/2021, 05:14 PM
Previous filing
Aug 4, 2021
Next filing
Oct 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VTR Common Stock Options Exercise $847K +18.1K +2.44% $46.88 759K Sep 1, 2021 Direct F1
transaction VTR Common Stock Sale -$1.02M -18.1K -2.38% $56.63 741K Sep 1, 2021 Direct F1, F2
holding VTR Common Stock 5K Sep 1, 2021 By Family Trust F3
holding VTR Common Stock 128K Sep 1, 2021 By 2020 Trust F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VTR Stock Option (Right to Buy) Options Exercise $0 -18.1K -0.83% $0.00 2.16M Sep 1, 2021 Common Stock 18.1K $46.88 Direct F1, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a pre-arranged Rule 10b5-1 trading plan previously adopted by the Reporting Person.
F2 The price reported is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $56.06 to $57.07, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 Reflects shares held by the Cafaro Family Trust. Reporting Person disclaims beneficial ownership of these shares except to the extent of the Reporting Person's pecuniary interest in the shares.
F4 Reflects shares held by the Debra A. Cafaro 2020 Trust. Reporting Person disclaims beneficial ownership of these shares except to the extent of the Reporting Person's pecuniary interest in the shares.
F5 Fully vested.
F6 Represents total number of unexercised options to purchase shares of Issuer's common stock held directly by the Reporting Person.