Brian R. Thompson - Feb 16, 2024 Form 4 Insider Report for UNITEDHEALTH GROUP INC (UNH)

Role: CEO, UnitedHealthcare
Signature: Faraz A. Choudhry, Attorney-in-Fact for Brian R. Thompson
Stock symbol: UNH
Transactions as of: Feb 16, 2024
Transactions value $: -$25,067,671
Form type: 4
Date filed: 2/20/2024, 04:10 PM
Previous filing: Feb 15, 2024
Next filing: Feb 23, 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	UNH	Common Stock	Options Exercise	$1.05M	+6.54K	+20.66%	$160.31^*	38.2K	Feb 16, 2024	Direct
transaction	UNH	Common Stock	Tax liability	-$2.12M	-4.07K	-10.68%	$521.07	34.1K	Feb 16, 2024	Direct
transaction	UNH	Common Stock	Options Exercise	$4.01M	+17.7K	+51.87%	$226.64^*	51.8K	Feb 16, 2024	Direct
transaction	UNH	Common Stock	Tax liability	-$6.38M	-12.2K	-23.65%	$521.13	39.5K	Feb 16, 2024	Direct
transaction	UNH	Common Stock	Options Exercise	$5.62M	+21.4K	+54.09%	$262.98	60.9K	Feb 16, 2024	Direct
transaction	UNH	Common Stock	Tax liability	-$8.14M	-15.6K	-25.64%	$521.24	45.3K	Feb 16, 2024	Direct
transaction	UNH	Common Stock	Options Exercise	$3.16M	+13K	+28.72%	$243.20^*	58.3K	Feb 16, 2024	Direct
transaction	UNH	Common Stock	Tax liability	-$4.81M	-9.23K	-15.84%	$521.18	49.1K	Feb 16, 2024	Direct
transaction	UNH	Common Stock	Options Exercise	$7.18M	+23.7K	+48.41%	$302.20	72.8K	Feb 16, 2024	Direct
transaction	UNH	Common Stock	Tax liability	-$9.55M	-18.3K	-25.16%	$521.18	54.5K	Feb 16, 2024	Direct
transaction	UNH	Common Stock	Sale	-$15.1M	-28.9K	-53.12%	$521.00	25.5K	Feb 16, 2024	Direct	F1

Showing 1 to 11 of 11 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	UNH	Non-Qualified Stock Options (right to buy)	Options Exercise	$0	-6.54K	-100%	$0.00^*	0	Feb 16, 2024	Common Stock	6.54K	$160.31	Direct	F2
transaction	UNH	Non-Qualified Stock Options (right to buy)	Options Exercise	$0	-17.7K	-100%	$0.00^*	0	Feb 16, 2024	Common Stock	17.7K	$226.64	Direct	F3
transaction	UNH	Non-Qualified Stock Options (right to buy)	Options Exercise	$0	-21.4K	-100%	$0.00^*	0	Feb 16, 2024	Common Stock	21.4K	$262.98	Direct	F4
transaction	UNH	Non-Qualified Stock Options (right to buy)	Options Exercise	$0	-13K	-100%	$0.00^*	0	Feb 16, 2024	Common Stock	13K	$243.20	Direct	F5
transaction	UNH	Non-Qualified Stock Options (right to buy)	Options Exercise	$0	-23.7K	-100%	$0.00^*	0	Feb 16, 2024	Common Stock	23.7K	$302.20	Direct	F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction was executed in multiple trades ranging from $520.320 to $522.420 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2	The non-qualified stock options vested at a rate of 25% annually on February 8 from the years 2018 through 2021.
F3	The non-qualified stock options vested at a rate of 25% annually on February 13 from the years 2019 through 2022.
F4	The non-qualified stock options vested at a rate of 25% annually on February 26 from the years 2020 through 2023.
F5	The non-qualified stock options vested at a rate of 25% annually on August 12 from the years 2020 through 2023.
F6	The non-qualified stock options vested at a rate of 25% annually on February 13 from the years 2021 through 2024.